The Charles Schwab
Insider trading & Transactions

Last updated: 5 Nov 2014

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Sale	5 Nov 2014	CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services	Common Stock	4,248	N/A	N/A
Sale	5 Nov 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	100,000	N/A	N/A
Sale	4 Nov 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	250,000	N/A	N/A
Option	3 Nov 2014	MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO	Common Stock	6,715	N/A	N/A
Option	3 Nov 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Nonqualified Stock Option (right to buy)	28,653	N/A	N/A
Sale	3 Nov 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	28,653	N/A	N/A
Option	3 Nov 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	32,662	N/A	N/A
Option	3 Nov 2014	CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services	Common Stock	6,332	N/A	N/A
Option	3 Nov 2014	GILL GEORGE A. officer: EVP - Investor Services officer: EVP - Investor Services	Common Stock	1,380	N/A	N/A
Option	3 Nov 2014	MCCOOL JAMES D officer: EVP - Client Solutions officer: EVP - Client Solutions	Common Stock	7,483	N/A	N/A
Option	3 Nov 2014	CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services	Common Stock	4,248	N/A	N/A
Option	3 Nov 2014	BETTINGER WALTER W director, officer: President and CEO director, officer: President an..	Common Stock	34,734	N/A	N/A
Sale	3 Nov 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	250,000	N/A	N/A
Option	3 Nov 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	16,032	N/A	N/A
Option	3 Nov 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Nonqualified Stock Option (right to buy)	28,653	N/A	N/A
Option	3 Nov 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	32,662	N/A	N/A
Sale	3 Nov 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	28,653	N/A	N/A
Sale	30 Oct 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	500,000	N/A	N/A
Sale	29 Oct 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	250,000	N/A	N/A
Sale	22 Oct 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	250,000	N/A	N/A
Sale	21 Oct 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	250,000	N/A	N/A
Sale	17 Sep 2014	MCCOOL JAMES D officer: EVP - Client Solutions officer: EVP - Client Solutions	Common Stock	35,000	N/A	N/A
Option	3 Sep 2014	BUTCHER C PRESTON director director	Nonqualified Stock Option (right to buy)	7,683	N/A	N/A
Option	3 Sep 2014	BUTCHER C PRESTON director director	Common Stock	7,683	N/A	N/A
Option	25 Aug 2014	CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services	Nonqualified Stock Option (right to buy)	26,115	N/A	N/A
Sale	25 Aug 2014	CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services	Common Stock	26,115	N/A	N/A
Option	25 Aug 2014	CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services	Common Stock	26,115	N/A	N/A
Option	20 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Nonqualified Stock Option (right to buy)	6,470	N/A	N/A
Sale	20 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	6,470	N/A	N/A
Option	20 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	6,470	N/A	N/A
Sale	13 Aug 2014	CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services	Common Stock	1,500	N/A	N/A
Option	4 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Nonqualified Stock Option (right to buy)	8,132	N/A	N/A
Sale	4 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	8,132	N/A	N/A
Option	4 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	8,132	N/A	N/A
Option	1 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Nonqualified Stock Option (right to buy)	19,693	N/A	N/A
Sale	1 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	19,693	N/A	N/A
Option	1 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	19,693	N/A	N/A
Sale	31 Jul 2014	WALTHER ROGER O director director	Common Stock	25,041	N/A	N/A
Sale	25 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	280,000	N/A	N/A
Sale	24 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	280,000	N/A	N/A
Sale	23 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	280,000	N/A	N/A
Sale	22 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	160,000	N/A	N/A
Option	21 Jul 2014	CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services	Nonqualified Stock Option (right to buy)	14,000	N/A	N/A
Sale	21 Jul 2014	CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services	Common Stock	14,000	N/A	N/A
Option	21 Jul 2014	CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services	Common Stock	14,000	N/A	N/A
Option	18 Jul 2014	MCCOOL JAMES D officer: EVP - Client Solutions officer: EVP - Client Solutions	Nonqualified Stock Option (right to buy)	104,457	N/A	N/A
Option	18 Jul 2014	MCCOOL JAMES D officer: EVP - Client Solutions officer: EVP - Client Solutions	Common Stock	104,457	N/A	N/A
Option	18 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Nonqualified Stock Option (right to buy)	327,466	N/A	N/A
Sale	18 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	327,466	N/A	N/A
Option	18 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	327,466	N/A	N/A

Showing 900 to 950 of 1797 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

The Charles Schwab Insider trading & Transactions

Insider trading

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The Charles Schwab
Insider trading & Transactions