Sale
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Common Stock 21,262 N/A N/A Sale
DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel
Common Stock 18,000 N/A N/A Option
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Nonqualified Stock Option (right to buy) 21,262 N/A N/A Sale
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 20,789 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 20,789 N/A N/A Option
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Common Stock 21,262 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Nonqualified Stock Option (right to buy) 20,789 N/A N/A Option
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Nonqualified Stock Option (right to buy) 141,743 N/A N/A Option
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 141,743 N/A N/A Sale
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 141,743 N/A N/A Sale
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Common Stock 10,500 N/A N/A Option
BECHTLE NANCY H director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Option
BECHTLE NANCY H director director
Common Stock 5,244 N/A N/A Option
HERRINGER FRANK C director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Option
HERRINGER FRANK C director director
Common Stock 5,244 N/A N/A Sale
MCLIN STEPHEN T director director
Common Stock 5,244 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 1,051,079 N/A N/A Option
MCLIN STEPHEN T director director
Common Stock 5,244 N/A N/A Option
MCLIN STEPHEN T director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 448,921 N/A N/A Sale
SNEED PAULA A director director
Common Stock 8,215 N/A N/A Option
SNEED PAULA A director director
Common Stock 10,488 N/A N/A Option
SNEED PAULA A director director
Common Stock 10,488 N/A N/A Option
SNEED PAULA A director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 9,571 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 9,571 N/A N/A Option
BUTCHER C PRESTON director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Option
WILSON ROBERT N director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Option
WILSON ROBERT N director director
Common Stock 10,488 N/A N/A Sale
DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel
Common Stock 6,079 N/A N/A Sale
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 5,000 N/A N/A Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 1,024 N/A N/A Sale
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 7,000 N/A N/A Option
CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services
Incentive Stock Option (right to buy) 26,222 N/A N/A Option
CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 39,333 N/A N/A Sale
CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 39,333 N/A N/A Sale
DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel
Common Stock 7,000 N/A N/A Option
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Incentive Stock Option (right to buy) 2,622 N/A N/A Option
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Common Stock 2,622 N/A N/A Sale
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Common Stock 2,622 N/A N/A Sale
CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 13,111 N/A N/A Option
CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 13,111 N/A N/A Option
CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services
Nonqualified Stock Option (right to buy) 13,111 N/A N/A Option
MCLIN STEPHEN T director director
Common Stock 2,998 N/A N/A Option
MCLIN STEPHEN T director director
Nonqualified Stock Option (right to buy) 2,998 N/A N/A Option
BECHTLE NANCY H director director
Nonqualified Stock Option (right to buy) 2,772 N/A N/A Option
BECHTLE NANCY H director director
Common Stock 2,772 N/A N/A Option
WALTHER ROGER O director director
Nonqualified Stock Option (right to buy) 2,817 N/A N/A Option
WALTHER ROGER O director director
Common Stock 2,817 N/A N/A Option
BUTCHER C PRESTON director director
Nonqualified Stock Option (right to buy) 2,680 N/A N/A