The Charles Schwab
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
POTTRUCK DAVID S director, officer: President an..
Non-Qualified Stock Option (right to buy) 100,000 N/A N/A
Sale
PENNEY GEOFFREY J officer: EVP and CIO
Common Stock 20,251 N/A N/A
Sale
MCLEOD MARY S officer: Executive Vice President
Common Stock 20,627 N/A N/A
Sale
SCHWAB CHARLES R director, officer: Chairman
Common Stock 250,000 N/A N/A
Sale
SCHWAB CHARLES R director, officer: Chairman
Common Stock 250,000 N/A N/A
Sale
SCHWAB CHARLES R director, officer: Chairman
Common Stock 250,000 N/A N/A
Sale
SCHWAB CHARLES R director, officer: Chairman
Common Stock 250,000 N/A N/A
Sale
HERRINGER FRANK C director
Common Stock 67,500 N/A N/A
Sale
POTTRUCK DAVID S director, officer: President an..
Common Stock 100,000 N/A N/A
Sale
BECHTLE NANCY H director
Common Stock 40,000 N/A N/A
Option
POTTRUCK DAVID S director, officer: President an..
Non-Qualified Stock Option (right to buy) 100,000 N/A N/A
Option
HERRINGER FRANK C director
Non-Qualified Stock Option (right to acquire) 67,500 N/A N/A
Option
HERRINGER FRANK C director
Common Stock 67,500 N/A N/A
Option
BECHTLE NANCY H director
Common Stock 20,250 N/A N/A
Option
BECHTLE NANCY H director
Non-Qualified Stock Option (right to buy) 20,250 N/A N/A
Sale
HERRINGER FRANK C director
Common Stock 67,500 N/A N/A
Sale
BECHTLE NANCY H director
Common Stock 40,000 N/A N/A
Option
POTTRUCK DAVID S director, officer: President an..
Common Stock 100,000 N/A N/A
Purchase
SNEED PAULA A director
Common Stock 4,000 N/A N/A
Purchase
SNEED PAULA A director
Common Stock 4,000 N/A N/A
Option
FRANK ANTHONY M other: Director Emeritus
Common Stock 20,250 N/A N/A
Option
FRANK ANTHONY M other: Director Emeritus
Non-Qualified Stock Options (right to buy) 20,250 N/A N/A
Sale
PENNEY GEOFFREY J officer: EVP and CIO
Common Stock 1,125 N/A N/A
Sale
POTTRUCK DAVID S director, officer: President an..
Common Stock 100,000 N/A N/A
Option
POTTRUCK DAVID S director, officer: President an..
Non-Qualified Stock Option (right to buy) 100,000 N/A N/A
Option
POTTRUCK DAVID S director, officer: President an..
Common Stock 100,000 N/A N/A
Sale
POTTRUCK DAVID S director, officer: President an..
Common Stock 100,000 N/A N/A
Sale
POTTRUCK DAVID S director, officer: President an..
Common Stock 474,818 N/A N/A
Sale
POTTRUCK DAVID S director, officer: President an..
Common Stock 474,818 N/A N/A
Option
POTTRUCK DAVID S director, officer: President an..
Non-Qualified Stock Option (right to buy) 474,818 N/A N/A
Option
POTTRUCK DAVID S director, officer: President an..
Common Stock 474,818 N/A N/A
Option
LEEMON DANIEL O officer: EVP and Chief Strategy..
Incentive Stock Option (right to buy) 20,000 N/A N/A
Option
LEEMON DANIEL O officer: EVP and Chief Strategy..
Common Stock 20,000 N/A N/A
Option
MCLEOD MARY S officer: Executive Vice President
Common Stock 6,250 N/A N/A
Sale
MCLEOD MARY S officer: Executive Vice President
Common Stock 6,250 N/A N/A
Option
MCLEOD MARY S officer: Executive Vice President
Non Qualified Stock Option (right to buy) 6,250 N/A N/A
Sale
GORMAN LON officer: Vice Chairman
Common Stock 15,000 N/A N/A
Sale
GORMAN LON officer: Vice Chairman
Common Stock 15,000 N/A N/A
Sale
SCHWAB CHARLES R director, officer: Chairman
Common Stock 1,000,000 N/A N/A
Sale
SCHWAB CHARLES R director, officer: Chairman
Common Stock 1,000,000 N/A N/A
Sale
SCHWAB CHARLES R director, officer: Chairman
Common Stock 600,000 N/A N/A
Sale
COGHLAN JOHN PHILIP officer: Vice Chairman
Common Stock 20,000 N/A N/A
Option
WALTHER ROGER O director
Common Stock 19,125 N/A N/A
Option
WALTHER ROGER O director
Non-Qualified Stock Options (right to buy) 5,625 N/A N/A
Option
WALTHER ROGER O director
Common Stock 19,125 N/A N/A
Sale
COGHLAN JOHN PHILIP officer: Vice Chairman
Common Stock 20,000 N/A N/A
Purchase
SNEED PAULA A director
Common Stock 2,500 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.