Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 82,612 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 82,612 N/A N/A Option
MCLIN STEPHEN T director director
Nonqualified Stock Option (right to buy) 5,093 N/A N/A Sale
MCLIN STEPHEN T director director
Common Stock 5,093 N/A N/A Option
MCLIN STEPHEN T director director
Common Stock 5,093 N/A N/A Purchase
GOLDFARB MARK A director director
Common Stock 2,595 N/A N/A Option
CRAIG JONATHAN M. officer: Senior EVP officer: Senior EVP
Nonqualified Stock Option (right to buy) 3,740 N/A N/A Sale
CRAIG JONATHAN M. officer: Senior EVP officer: Senior EVP
Common Stock 3,740 N/A N/A Option
CRAIG JONATHAN M. officer: Senior EVP officer: Senior EVP
Common Stock 3,740 N/A N/A Option
MCLIN STEPHEN T director director
Nonqualified Stock Option (right to buy) 5,299 N/A N/A Option
MCLIN STEPHEN T director director
Common Stock 5,299 N/A N/A Option
MCLIN STEPHEN T director director
Nonqualified Stock Option (right to buy) 4,356 N/A N/A Sale
MCLIN STEPHEN T director director
Common Stock 4,356 N/A N/A Option
MCLIN STEPHEN T director director
Common Stock 4,356 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 56,280 N/A N/A Purchase
RUFFEL CHARLES A. director director
Common Stock 2,500 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 23,200 N/A N/A Option
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Nonqualified Stock Option (right to buy) 73,234 N/A N/A Sale
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 57,000 N/A N/A Option
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 73,234 N/A N/A Option
MCLIN STEPHEN T director director
Nonqualified Stock Option (right to buy) 4,000 N/A N/A Sale
MCLIN STEPHEN T director director
Common Stock 4,000 N/A N/A Option
MCLIN STEPHEN T director director
Common Stock 4,000 N/A N/A Option
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Nonqualified Stock Option (right to buy) 73,234 N/A N/A Sale
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 57,000 N/A N/A Option
CRAIG JONATHAN M. officer: Senior EVP officer: Senior EVP
Nonqualified Stock Option (right to buy) 3,740 N/A N/A Sale
CRAIG JONATHAN M. officer: Senior EVP officer: Senior EVP
Common Stock 3,740 N/A N/A Option
CRAIG JONATHAN M. officer: Senior EVP officer: Senior EVP
Common Stock 3,740 N/A N/A Option
WALTHER ROGER O director director
Nonqualified Stock Option (right to buy) 11,082 N/A N/A Option
WALTHER ROGER O director director
Common Stock 35,929 N/A N/A Sale
CRAIG JONATHAN M. officer: Senior EVP officer: Senior EVP
Common Stock 12,604 N/A N/A Sale
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 16,346 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Nonqualified Stock Option (right to buy) 45,046 N/A N/A Sale
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 45,046 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 45,046 N/A N/A Sale
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 45,046 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Nonqualified Stock Option (right to buy) 45,046 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Nonqualified Stock Option (right to buy) 18,803 N/A N/A Sale
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 18,803 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 18,803 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 22,667 N/A N/A Option
CRAIG JONATHAN M. officer: Senior EVP officer: Senior EVP
Common Stock 12,604 N/A N/A Option
GARFIELD DAVID R officer: EVP and General Counsel officer: EVP and General Counsel
Common Stock 12,575 N/A N/A Option
CRAWFORD PETER B. officer: EVP and CFO officer: EVP and CFO
Common Stock 6,264 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Nonqualified Stock Option (right to buy) 22,482 N/A N/A Sale
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 22,482 N/A N/A