Option
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Non-Qualified Stock Option (Right to Buy) 20,400 N/A N/A Option
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 42,900 N/A N/A Option
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Non-Qualified Stock Option (Right to Buy) 32,000 N/A N/A Option
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 32,000 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 32,000 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 32,000 N/A N/A Sale
YOFFIE DAVID B director director
Common Stock 3,750 N/A N/A Option
YOFFIE DAVID B director director
Non-Qualified Stock Option (right to buy) 3,750 N/A N/A Option
YOFFIE DAVID B director director
Common Stock 3,750 N/A N/A Option
YOFFIE DAVID B director director
Non-Qualified Stock Option (right to buy) 3,750 N/A N/A Option
YOFFIE DAVID B director director
Common Stock 3,750 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 70,000 N/A N/A Option
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 70,000 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 70,000 N/A N/A Option
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Non-Qualified Stock Option (Right to Buy) 70,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 48,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 900,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 900,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 900,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 900,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 900,000 N/A N/A Sale
MCWHINNEY DEBORAH D officer: EVP - Schwab Institutional officer: EVP - Schwab Instituti..
Common Stock 2,121 N/A N/A Sale
GOLDMAN CHARLES G officer: EVP/COO, Schwab Institutional officer: EVP/COO, Schwab Instit..
Common Stock 1,325 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 800,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 800,000 N/A N/A Option
BUTCHER C PRESTON director director
Non-Qualified Stock Option (right to buy) 10,125 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 10,125 N/A N/A Option
BECHTLE NANCY H director director
Common Stock 10,125 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Call Options (obligation to sell) 400 N/A N/A Sale
BECHTLE NANCY H director director
Common Stock 10,125 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 30,000 N/A N/A Sale
HERRINGER FRANK C director director
Common Stock 10,125 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 30,000 N/A N/A Option
HERRINGER FRANK C director director
Nonqualified Stock Option (Right to Buy) 10,125 N/A N/A Option
HERRINGER FRANK C director director
Common Stock 10,125 N/A N/A Option
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Incentive Stock Option (Right to Buy) 7,500 N/A N/A Option
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 7,500 N/A N/A Option
MERK RANDALL W 10 percent owner, officer: EVP-Schwab Finan.. 10 percent owner, officer: EVP-..
Common Stock 25,000 N/A N/A Option
MERK RANDALL W 10 percent owner, officer: EVP-Schwab Finan.. 10 percent owner, officer: EVP-..
Non-Qualified Stock Option (Right to Buy) 12,500 N/A N/A Sale
DODDS CHRISTOPHER V director director
Common Stock 11,191 N/A N/A Sale
DODDS CHRISTOPHER V director director
Common Stock 11,191 N/A N/A Sale
DODDS CHRISTOPHER V director director
Common Stock 185,000 N/A N/A Sale
DODDS CHRISTOPHER V director director
Common Stock 185,000 N/A N/A Option
DODDS CHRISTOPHER V director director
Non-Qualified Stock Option (right to buy) 125,000 N/A N/A Option
DODDS CHRISTOPHER V director director
Common Stock 185,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 1,000,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 1,000,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 1,000,000 N/A N/A