Sale
BECHTLE NANCY H director director
Common Stock 23,207 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 290,000 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Nonqualified Stock Option (right to buy) 2,000 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 2,000 N/A N/A Sale
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 2,000 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Nonqualified Stock Option (right to buy) 9,705 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 9,705 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 350,000 N/A N/A Sale
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 9,705 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 26,000 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 115,642 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Nonqualified Stock Option (right to buy) 44,944 N/A N/A Sale
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 115,642 N/A N/A Sale
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 89,330 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 89,330 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Nonqualified Stock Option (right to buy) 89,330 N/A N/A Sale
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 200 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Nonqualified Stock Option (right to buy) 200 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 200 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 10,536 N/A N/A Sale
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 10,536 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Nonqualified Stock Option (right to buy) 10,536 N/A N/A Sale
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 100 N/A N/A Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 400 N/A N/A Sale
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 400 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 100 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Nonqualified Stock Option (right to buy) 100 N/A N/A Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Nonqualified Stock Option (right to buy) 400 N/A N/A Option
SNEED PAULA A director director
Common Stock 8,356 N/A N/A Option
SNEED PAULA A director director
Nonqualified Stock Option (right to buy) 8,356 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 7,447 N/A N/A Option
BUTCHER C PRESTON director director
Nonqualified Stock Option (right to buy) 3,000 N/A N/A Option
CRAWFORD PETER B. officer: EVP and CFO officer: EVP and CFO
Common Stock 3,191 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 7,823 N/A N/A Option
BUTCHER C PRESTON director director
Nonqualified Stock Option (right to buy) 7,823 N/A N/A Purchase
GOLDFARB MARK A director director
Depositary Shares 1,850 N/A N/A Sale
BECHTLE NANCY H director director
Common Stock 7,823 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 300,000 N/A N/A Option
BECHTLE NANCY H director director
Common Stock 7,823 N/A N/A Option
BECHTLE NANCY H director director
Nonqualified Stock Option (right to buy) 7,823 N/A N/A Sale
MCLIN STEPHEN T director director
Common Stock 7,823 N/A N/A Option
MCLIN STEPHEN T director director
Common Stock 7,823 N/A N/A Option
MCLIN STEPHEN T director director
Nonqualified Stock Option (right to buy) 7,823 N/A N/A Sale
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 15,056 N/A N/A Option
WILSON ROBERT N director director
Common Stock 9,134 N/A N/A Option
WILSON ROBERT N director director
Nonqualified Stock Option (right to buy) 9,134 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Nonqualified Stock Option (right to buy) 22,482 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 22,482 N/A N/A Sale
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 27,122 N/A N/A Option
WALTHER ROGER O director director
Common Stock 7,823 N/A N/A