The Charles Schwab
Insider trading & Transactions

Last updated: 1 Aug 2014

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	1 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Nonqualified Stock Option (right to buy)	19,693	N/A	N/A
Option	1 Aug 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	19,693	N/A	N/A
Sale	31 Jul 2014	WALTHER ROGER O director director	Common Stock	25,041	N/A	N/A
Sale	25 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	280,000	N/A	N/A
Sale	24 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	280,000	N/A	N/A
Sale	23 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	280,000	N/A	N/A
Sale	22 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	160,000	N/A	N/A
Sale	21 Jul 2014	CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services	Common Stock	14,000	N/A	N/A
Option	21 Jul 2014	CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services	Common Stock	14,000	N/A	N/A
Option	21 Jul 2014	CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services	Nonqualified Stock Option (right to buy)	14,000	N/A	N/A
Sale	18 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	327,466	N/A	N/A
Option	18 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Nonqualified Stock Option (right to buy)	327,466	N/A	N/A
Option	18 Jul 2014	MCCOOL JAMES D officer: EVP - Client Solutions officer: EVP - Client Solutions	Nonqualified Stock Option (right to buy)	104,457	N/A	N/A
Option	18 Jul 2014	MCCOOL JAMES D officer: EVP - Client Solutions officer: EVP - Client Solutions	Common Stock	104,457	N/A	N/A
Option	18 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	327,466	N/A	N/A
Option	17 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	160,000	N/A	N/A
Option	17 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Nonqualified Stock Option (right to buy)	160,000	N/A	N/A
Sale	17 Jul 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	160,000	N/A	N/A
Option	5 Jun 2014	BUTCHER C PRESTON director director	Common Stock	6,380	N/A	N/A
Option	5 Jun 2014	BUTCHER C PRESTON director director	Nonqualified Stock Option (right to buy)	6,380	N/A	N/A
Sale	14 May 2014	GILL GEORGE A. officer: EVP - Investor Services officer: EVP - Investor Services	Common Stock	9,500	N/A	N/A
Option	13 May 2014	WILSON ROBERT N director director	Common Stock	5,244	N/A	N/A
Option	13 May 2014	WILSON ROBERT N director director	Nonqualified Stock Option (right to buy)	5,244	N/A	N/A
Sale	8 May 2014	MCLIN STEPHEN T director director	Common Stock	5,244	N/A	N/A
Option	8 May 2014	MCLIN STEPHEN T director director	Common Stock	5,244	N/A	N/A
Option	8 May 2014	MCLIN STEPHEN T director director	Nonqualified Stock Option (right to buy)	5,244	N/A	N/A
Sale	1 May 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	375,000	N/A	N/A
Sale	30 Apr 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	750,000	N/A	N/A
Sale	29 Apr 2014	SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman	Common Stock	375,000	N/A	N/A
Sale	17 Apr 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Common Stock	8,805	N/A	N/A
Option	2 Apr 2014	HERRINGER FRANK C director director	Common Stock	5,244	N/A	N/A
Option	2 Apr 2014	HERRINGER FRANK C director director	Nonqualified Stock Option (right to buy)	5,244	N/A	N/A
Option	21 Mar 2014	BECHTLE NANCY H director director	Nonqualified Stock Option (right to buy)	5,244	N/A	N/A
Option	21 Mar 2014	BECHTLE NANCY H director director	Common Stock	5,244	N/A	N/A
Sale	19 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Common Stock	9,687	N/A	N/A
Option	19 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Common Stock	9,687	N/A	N/A
Option	19 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Nonqualified Stock Option (right to buy)	9,687	N/A	N/A
Sale	19 Mar 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	5,000	N/A	N/A
Sale	6 Mar 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	8,397	N/A	N/A
Sale	6 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Common Stock	8,277	N/A	N/A
Sale	4 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Common Stock	17,697	N/A	N/A
Option	4 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Nonqualified Stock Option (right to buy)	17,697	N/A	N/A
Option	4 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Common Stock	17,697	N/A	N/A
Option	3 Mar 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	44,676	N/A	N/A
Option	3 Mar 2014	BETTINGER WALTER W director, officer: President and CEO director, officer: President an..	Common Stock	64,859	N/A	N/A
Sale	3 Mar 2014	ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..	Common Stock	33,303	N/A	N/A
Option	3 Mar 2014	CLENDENING JOHN S officer: EVP - Investor Services officer: EVP - Investor Services	Common Stock	15,438	N/A	N/A
Option	3 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Common Stock	21,258	N/A	N/A
Sale	3 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Common Stock	10,331	N/A	N/A
Option	3 Mar 2014	DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel	Nonqualified Stock Option (right to buy)	10,331	N/A	N/A

Showing 1000 to 1050 of 1714 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

The Charles Schwab Insider trading & Transactions

Insider trading

Who is insider?

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The Charles Schwab
Insider trading & Transactions