Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Nonqualified Stock Option (right to buy) 25,987 N/A N/A Sale
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 25,987 N/A N/A Option
BUTCHER C PRESTON director director
Nonqualified Stock Option (right to buy) 7,327 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 7,327 N/A N/A Sale
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 2,500 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Nonqualified Stock Option (right to buy) 50,000 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 50,000 N/A N/A Sale
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 50,000 N/A N/A Sale
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 28,810 N/A N/A Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 28,810 N/A N/A Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Nonqualified Stock Option (right to buy) 28,810 N/A N/A Sale
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 2,973 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 11,900 N/A N/A Sale
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 15,469 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Nonqualified Stock Option (right to buy) 11,900 N/A N/A Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 2,973 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 3,928 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 3,778 N/A N/A Option
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 19,640 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 9,065 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 100,000 N/A N/A Purchase
GOLDFARB MARK A director director
Common Stock 7,100 N/A N/A Option
BUTCHER C PRESTON director director
Nonqualified Stock Option (right to buy) 5,594 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 5,594 N/A N/A Sale
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 45,000 N/A N/A Purchase
ADAMS JOHN K JR director director
Common Stock 3,500 N/A N/A Purchase
HARAF WILLIAM S director director
Common Stock 3,000 N/A N/A Option
WALTHER ROGER O director director
Common Stock 5,244 N/A N/A Option
WALTHER ROGER O director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 200,000 N/A N/A Sale
WALTHER ROGER O director director
Common Stock 35,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 400,000 N/A N/A Sale
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 37,900 N/A N/A Sale
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 12,100 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 8,013 N/A N/A Option
BUTCHER C PRESTON director director
Nonqualified Stock Option (right to buy) 8,013 N/A N/A Option
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Common Stock 6,004 N/A N/A Option
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Nonqualified Stock Option (right to buy) 6,004 N/A N/A Sale
ALLEN JAY L officer: EVP and Chief Admin Officer officer: EVP and Chief Admin Of..
Common Stock 6,004 N/A N/A Option
MCCOOL JAMES D officer: EVP - Client Solutions officer: EVP - Client Solutions
Common Stock 64,000 N/A N/A Sale
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 100,000 N/A N/A Option
MCCOOL JAMES D officer: EVP - Client Solutions officer: EVP - Client Solutions
Nonqualified Stock Option (right to buy) 64,000 N/A N/A Sale
MCCOOL JAMES D officer: EVP - Client Solutions officer: EVP - Client Solutions
Common Stock 64,000 N/A N/A Sale
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 100,000 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 7,934 N/A N/A Sale
BECHTLE NANCY H director director
Common Stock 5,055 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 400,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A