Sale
MCLIN STEPHEN T director director
Common Stock 10,000 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Call Options (obligation to sell) 400 N/A N/A Sale
FISHER DONALD G director director
Common Stock 387,137 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 880,941 N/A N/A Sale
MCWHINNEY DEBORAH D officer: EVP - Schwab Institutional officer: EVP - Schwab Instituti..
Common Stock 4,621 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 1,000,000 N/A N/A Sale
DWYER CARRIE E officer: EVP and General Counsel officer: EVP and General Counsel
Common Stock 7,000 N/A N/A Sale
FISHER DONALD G director director
Common Stock 250,000 N/A N/A Sale
DODDS CHRISTOPHER V director director
Common Stock 15,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Option
MERK RANDALL W 10 percent owner, officer: EVP-Schwab Finan.. 10 percent owner, officer: EVP-..
Non-Qualified Stock Option (right to buy) 58,394 N/A N/A Option
MERK RANDALL W 10 percent owner, officer: EVP-Schwab Finan.. 10 percent owner, officer: EVP-..
Common Stock 29,197 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Purchase
ALDINGER WILLIAM F III director director
Common Stock 2,500 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 500,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 6,800 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 243,200 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 250,000 N/A N/A Sale
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 120,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 350,000 N/A N/A Sale
MCLIN STEPHEN T director director
Common Stock 20,000 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 10,000 N/A N/A Sale
SASSON GIDEON officer: EVP and CIO officer: EVP and CIO
Common Stock 12,500 N/A N/A Sale
BECHTLE NANCY H director director
Common Stock 36,000 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 281,250 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Non-Qualified Stock Options (Right to Buy) 281,250 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 281,250 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 281,250 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 281,250 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Non-Qualified Stock Options (Right to Buy) 281,250 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Non-Qualified Stock Options (Right to Buy) 281,250 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 281,250 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 281,250 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Non-Qualified Stock Options (Right to Buy) 281,250 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 281,250 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 281,250 N/A N/A Option
HIER-KING JAN officer: EVP - Human Resources officer: EVP - Human Resources
Common Stock 54,000 N/A N/A Sale
HIER-KING JAN officer: EVP - Human Resources officer: EVP - Human Resources
Common Stock 54,000 N/A N/A Option
HIER-KING JAN officer: EVP - Human Resources officer: EVP - Human Resources
Incentive Stock Option (Right to Buy) 27,000 N/A N/A Sale
MCWHINNEY DEBORAH D officer: EVP - Schwab Institutional officer: EVP - Schwab Instituti..
Common Stock 4,910 N/A N/A