Sale
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 14,873 N/A N/A Option
MITTAL LAKSHMI N director director
Nonqualified Stock Options 10,000 N/A N/A Option
MITTAL LAKSHMI N director director
Common Stock, par value $0.01 per share 10,000 N/A N/A Sale
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 11,587 N/A N/A Sale
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 67,546 N/A N/A Option
JOHNSON JAMES A /DC/ director director
Nonqualified Stock Options 10,000 N/A N/A Sale
JOHNSON JAMES A /DC/ director director
Common Stock, par value $0.01 per share 10,000 N/A N/A Option
JOHNSON JAMES A /DC/ director director
Common Stock, par value $0.01 per share 10,000 N/A N/A Option
GEORGE WILLIAM W director director
Common Stock, par value $0.01 per share 4,500 N/A N/A Option
GEORGE WILLIAM W director director
Nonqualified Stock options (right to buy) 4,500 N/A N/A Sale
GEORGE WILLIAM W director director
Common Stock, par value $0.01 per share 4,500 N/A N/A Sale
DAHLBACK CLAES director director
Common Stock, par value $0.01 per share 4,500 N/A N/A Option
DAHLBACK CLAES director director
Common Stock, par value $0.01 per share 4,500 N/A N/A Option
DAHLBACK CLAES director director
Nonqualified Stock options (right to buy) 4,500 N/A N/A Option
JOHNSON JAMES A /DC/ director director
Common Stock, par value $0.01 per share 9,000 N/A N/A Option
JOHNSON JAMES A /DC/ director director
Nonqualified Stock options (right to buy) 9,000 N/A N/A Sale
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 19,338 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 36,487 N/A N/A Sale
SPAR DEBORA L director director
Common Stock, par value $0.01 per share 200 N/A N/A Sale
JOHNSON JAMES A /DC/ director director
Common Stock, par value $0.01 per share 9,000 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 36,487 N/A N/A Sale
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 50,000 N/A N/A Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 7,000 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 39,946 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 39,946 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 41,876 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 36,860 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 66,065 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 66,065 N/A N/A Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 66,065 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 66,065 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 36,860 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 66,065 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 66,065 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 23,832 N/A N/A Option
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 66,065 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 30,085 N/A N/A Option
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 66,065 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 30,085 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Restricted Stock Units 45,126 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 23,832 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 45,126 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 41,876 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 66,065 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 66,065 N/A N/A Sale
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 100,000 N/A N/A Sale
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 22,944 $118.09 $2,709,342 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 9,191 $78.87 $724,894 Sale
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 4,267 $118.09 $503,869 Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Nonqualified Stock Options (right to buy) 4,267 N/A N/A