Sale
SALAME PABLO J officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 10,000 N/A N/A Sale
CHAVEZ R. MARTIN officer: Executive Vice President - CFO officer: Executive Vice Preside..
Common Stock, par value $0.01 per share 11,829 N/A N/A Sale
CHAVEZ R. MARTIN officer: Executive Vice President - CFO officer: Executive Vice Preside..
Common Stock, par value $0.01 per share 11,829 $268.39 $3,174,785 Sale
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 21,252 N/A N/A Option
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 64,000 N/A N/A Option
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 64,000 N/A N/A Option
GNODDE RICHARD J officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 45,625 N/A N/A Option
GNODDE RICHARD J officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 45,625 N/A N/A Sale
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 17,500 N/A N/A Option
LEE BRIAN J officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock, par value $0.01 per share 18,928 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 30,075 N/A N/A Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Restricted Stock Units 27,481 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 28,449 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 30,075 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 20,059 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 25,982 N/A N/A Option
CHAVEZ R. MARTIN officer: Executive Vice President - CFO officer: Executive Vice Preside..
Common Stock, par value $0.01 per share 58,108 N/A N/A Option
CHAVEZ R. MARTIN officer: Executive Vice President - CFO officer: Executive Vice Preside..
Restricted Stock Units 58,108 N/A N/A Option
SALAME PABLO J officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 66,079 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 28,005 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Restricted Stock Units 20,059 N/A N/A Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Common Stock, par value $0.01 per share 27,481 N/A N/A Option
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 67,167 N/A N/A Option
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Restricted Stock Units 67,167 N/A N/A Option
LEE BRIAN J officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 18,928 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 28,449 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 28,005 N/A N/A Option
SALAME PABLO J officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 66,079 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 25,982 N/A N/A Option
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 42,987 N/A N/A Option
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 42,987 N/A N/A Sale
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 12,707 N/A N/A Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 20,959 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 34,956 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 34,956 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 161,052 N/A N/A Sale
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 10,478 N/A N/A Sale
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 3,076 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 161,052 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 35,786 N/A N/A Option
GNODDE RICHARD J officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 36,920 N/A N/A Sale
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 25,000 N/A N/A Option
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 47,282 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 35,786 N/A N/A Sale
GNODDE RICHARD J officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 2,881 N/A N/A Option
GNODDE RICHARD J officer: Vice Chairman officer: Vice Chairman
Nonqualified Stock Options (right to buy) 36,920 N/A N/A Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 2,328 N/A N/A Sale
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 20,490 N/A N/A Option
SOLOMON DAVID M director, officer: Chairman of the Board a.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 47,282 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 161,052 N/A N/A