Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Nonqualified Stock Options (right to buy) 29,084 N/A N/A Sale
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 3,566 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 201,224 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Nonqualified Stock Options (right to buy) 201,224 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 93,136 N/A N/A Sale
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 231 N/A N/A Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 75,000 N/A N/A Option
VINIAR DAVID A director director
Nonqualified Stock Options (right to buy) 75,000 N/A N/A Sale
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 913 N/A N/A Sale
BURNS M MICHELE director director
Common Stock, par value $0.01 per share 1,000 N/A N/A Sale
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 24,509 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Nonqualified Stock Options (right to buy) 93,136 N/A N/A Sale
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 670 N/A N/A Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 5,000 N/A N/A Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 5,000 $189.73 $948,660 Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 5,000 N/A N/A Sale
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 2,664 N/A N/A Sale
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 2,664 N/A N/A Sale
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 14,000 N/A N/A Sale
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 2,664 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 74,832 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 77,276 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 74,832 N/A N/A Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Common Stock, par value $0.01 per share 77,211 N/A N/A Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Restricted Stock Units 77,211 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 77,276 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 27,965 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 68,004 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 27,151 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 32,961 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Restricted Stock Units 23,598 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 68,004 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 23,598 N/A N/A Option
SCHWARTZ MARK officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 55,874 N/A N/A Option
SCHWARTZ MARK officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 55,874 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 27,151 N/A N/A Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 28,379 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 22,889 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 28,379 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 22,889 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 32,961 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 27,965 N/A N/A Purchase
FLAHERTY MARK A. director director
Common Stock, par value $0.01 per share 3 N/A N/A Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 10,367 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 1,750 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 10,367 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 1,750 N/A N/A Sale
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 13,096 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 13,096 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Nonqualified Stock Options (right to buy) 13,096 N/A N/A