Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 28,339 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 28,339 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 45,497 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 45,497 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 41,909 N/A N/A Option
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 45,497 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 45,497 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 22,317 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 45,160 N/A N/A Sale
JOHNSON JAMES A /DC/ director director
Common Stock, par value $0.01 per share 6,000 $91.61 $549,660 Option
JOHNSON JAMES A /DC/ director director
Nonqualified Stock Options (right to buy) 6,000 $91.61 $549,660 Option
JOHNSON JAMES A /DC/ director director
Common Stock, par value $0.01 per share 6,000 $91.61 $549,660 Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 22,318 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 22,318 N/A N/A Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 5,000 $165.17 $825,840 Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 4,909 $166.58 $817,731 Option
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 28,977 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 75,178 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 75,178 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 27,607 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 133,756 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 27,607 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 25,202 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 38,756 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 25,202 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 94,945 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 40,389 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 38,756 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 40,389 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 117,308 N/A N/A Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 117,308 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 94,945 N/A N/A Option
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 28,977 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 135,401 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 133,756 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 135,401 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 22,890 $82.88 $1,897,009 Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 22,890 $82.88 $1,897,009 Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 90,681 $82.88 $7,515,188 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 47,895 $82.88 $3,969,298 Sale
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 57,915 $150.78 $8,732,366 Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 3,633 $82.88 $301,085 Sale
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 67,326 $150.78 $10,151,347 Sale
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 22,890 $150.78 $3,451,331 Option
VINIAR DAVID A director director
Nonqualified Stock Options (right to buy) 67,326 $82.88 $5,579,642 Sale
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 90,681 $150.78 $13,672,790 Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 67,326 $82.88 $5,579,642 Sale
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 73,653 $150.78 $11,105,326 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 73,653 $82.88 $6,103,992 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 47,895 $82.88 $3,969,298