Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 20,000 $173.59 $3,471,740 Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 30,000 $200.45 $6,013,560 Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 25,886 $145.06 $3,754,894 Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 44,428 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 159,514 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 22,436 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 172,345 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 20,452 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 44,428 N/A N/A Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 44,428 N/A N/A Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Restricted Stock Units 44,428 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 73,200 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 142,214 N/A N/A Option
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Restricted Stock Units 140,333 N/A N/A Option
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 150,130 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 132,417 N/A N/A Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 92,137 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 82,340 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 57,259 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 44,428 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 13,739 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 13,739 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 86,031 N/A N/A Sale
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 20,000 $234.71 $4,694,120 Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 50,000 $231.84 $11,592,050 Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 75,009 $226.14 $16,962,535 Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Nonqualified Stock Options (right to buy) 75,009 $91.61 $6,871,574 Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 75,009 $91.61 $6,871,574 Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 54,459 $209.32 $11,399,467 Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 54,459 $82.88 $4,513,290 Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Nonqualified Stock Options (right to buy) 54,459 $82.88 $4,513,290 Sale
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 30,000 $210.19 $6,305,700 Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 20,000 $213.54 $4,270,860 Sale
FORST EDWARD C officer: EVP, Chief Admin. Officer officer: EVP, Chief Admin. Offi..
Common Stock, par value $0.01 per share 5,000 $212.07 $1,060,365 Sale
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 31,850 $212.4 $6,765,036 Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 15,000 $202.85 $3,042,720 Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 15,000 $201.8 $3,027,060 Sale
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 31,331 $200.09 $6,269,020 Sale
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 3,517 $199.05 $700,059 Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 8,816 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 54,347 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 96,702 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 54,347 N/A N/A Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Restricted Stock Units 33,170 N/A N/A Option
NORA JOHNSON SUZANNE M officer: Vice Chairman of the Corp. officer: Vice Chairman of the C..
Restricted Stock Units 38,464 N/A N/A Purchase
GUPTA RAJAT K director director
Common Stock, par value $0.01 per share 2,000 $199.71 $399,424 Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 33,170 N/A N/A Option
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Restricted Stock Units 88,761 N/A N/A Sale
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 17,795 $200.17 $3,562,096 Option
FORST EDWARD C officer: EVP, Chief Admin. Officer officer: EVP, Chief Admin. Offi..
Restricted Stock Units 54,347 N/A N/A