Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 99,273 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 99,273 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Restricted Stock Units 11,664 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 11,664 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 20,560 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 20,560 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 76,498 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 76,498 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 30,268 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 30,268 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 5,286 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 5,286 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 136,450 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 136,450 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 119,051 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 119,051 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 68,338 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 18,915 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 18,915 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 68,511 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 68,511 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 129,720 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 129,720 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 129,720 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 18,915 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 119,051 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 119,051 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 136,450 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 136,450 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 76,498 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 76,498 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 20,560 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 20,560 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 68,511 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 30,268 $17.81 $538,922 Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 68,338 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Stock Appreciation Rights 44,995 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 275,765 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Stock Appreciation Rights 25,000 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 25,000 N/A N/A Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 2,099 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 4,752 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 4,752 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 1,856 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 1,856 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 11,137 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 11,137 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 133,116 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Stock Appreciation Rights 73,116 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 133,116 $35.65 $4,745,319