Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 15,338 $36.24 $555,880 Purchase
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 265,000 $34.02 $9,014,770 Sale
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Preferred Stock, Series I 1,494 $1,110 $1,658,340 Purchase
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 235,000 $34.44 $8,092,930 Sale
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 3,000 N/A N/A Sale
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 15,000 $43.83 $657,375 Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 50,000 $21.87 $1,093,500 Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Stock Option (Right to Buy) 50,000 $21.87 $1,093,500 Sale
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 49,000 $43.06 $2,109,744 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Stock Appreciation Rights 66,666 $31.06 $2,070,313 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 66,666 $31.06 $2,070,313 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Option (Right to Buy) 462,000 $31.22 $14,423,640 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 462,000 $31.22 $14,423,640 Option
NOVAK DAVID C director director
Common Stock 2,640 $31.22 $82,421 Option
NOVAK DAVID C director director
Stock Option (Right to Buy) 2,640 $31.22 $82,421 Option
JACKSON LABAN director director
Common Stock 2,640 $31.22 $82,421 Option
JACKSON LABAN director director
Stock Option (Right to Buy) 2,640 $31.22 $82,421 Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Stock Appreciation Rights 50,000 $19.49 $974,500 Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Common Stock 50,000 $19.49 $974,500 Sale
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Common Stock 40,797 $37.5 $1,529,888 Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 12,500 $37.42 $467,750 Sale
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 10,000 $37.1 $370,950 Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 40,000 $37 $1,480,000 Option
CROWN JAMES S director director
Stock Option (Right to Buy) 2,640 $31.22 $82,421 Option
CROWN JAMES S director director
Common Stock 2,640 $31.22 $82,421 Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 55,000 $35.21 $1,936,770 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 97,852 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Right to Receive Stock 97,852 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 57,560 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Right to Receive Stock 57,560 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 85,288 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 85,288 N/A N/A Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Common Stock 89,251 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Restricted Stock Units 51,322 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 85,858 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 85,858 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Restricted Stock Units 21,415 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 21,415 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 91,614 N/A N/A Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 91,836 N/A N/A Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 91,836 N/A N/A Option
ZUBROW BARRY L officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 79,633 N/A N/A Option
ZUBROW BARRY L officer: Executive Vice President officer: Executive Vice President
Common Stock 79,633 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Restricted Stock Units 85,421 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 85,421 N/A N/A Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Restricted Stock Units 121,402 N/A N/A Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 121,402 N/A N/A Option
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Common Stock 161,288 N/A N/A Option
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Restricted Stock Units 161,288 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Right to Receive Stock 40,292 N/A N/A