Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Appreciation Rights 2,000,000 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 2,000,000 N/A N/A Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 9,968 N/A N/A Sale
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 1,000 N/A N/A Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 17,596 N/A N/A Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 6,514 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 67,492 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 67,492 N/A N/A Purchase
CROWN JAMES S director director
Common Stock 11,500 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Stock Appreciation Rights 92,552 N/A N/A Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 10,792 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 92,552 N/A N/A Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 3,405 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 37,344 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 37,344 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 37,344 $41.1 $1,534,652 Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 37,344 $41.1 $1,534,652 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Stock Appreciation Rights 27,334 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 27,334 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Stock Appreciation Rights 27,334 $41.1 $1,123,291 Option
JACKSON LABAN director director
Stock Option (Right to Buy) 2,105 N/A N/A Option
JACKSON LABAN director director
Common Stock 2,105 N/A N/A Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 21,532 N/A N/A Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 13,072 N/A N/A Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 65,865 N/A N/A Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 40,433 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 200,000 N/A N/A Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 35,799 N/A N/A Sale
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 6,444 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Stock Appreciation Rights 200,000 N/A N/A Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 12,986 N/A N/A Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 42,083 N/A N/A Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 6,728 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 127,833 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 127,833 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 81,628 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Restricted Stock Units 171,433 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 171,433 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 158,383 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 259,101 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 20,754 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 20,754 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 89,809 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 89,809 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Restricted Stock Units 39,600 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 39,600 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 15,134 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 15,134 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 145,150 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 145,150 N/A N/A