Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 52,344 $42.16 $2,206,823 Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 52,344 $42.16 $2,206,823 Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 13,684 N/A N/A Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 28,837 N/A N/A Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 32,096 N/A N/A Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 45,144 N/A N/A Purchase
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 500,000 $53.22 $26,608,500 Purchase
CROWN JAMES S director director
Common Stock 81 $57.62 $4,667 Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 10,566 $59 $623,405 Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 10,566 $55.71 $588,590 Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 49,349 $55.27 $2,727,667 Sale
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 7,093 $56.81 $402,968 Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 7,296 $56.81 $414,471 Option
JACKSON LABAN director director
Stock Option (Right to Buy) 2,525 $23.76 $59,994 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 4,979 $56.81 $282,842 Sale
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 6,553 $56.82 $372,322 Purchase
CROWN JAMES S director director
Common Stock 14,918 $56.46 $842,315 Option
JACKSON LABAN director director
Common Stock 2,525 $23.76 $59,994 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 267,170 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 267,170 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 152,763 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 82,037 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 82,037 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 182,452 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 128,258 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 128,258 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 41,596 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 41,596 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 38,486 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Restricted Stock Units 38,486 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 51,337 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 51,337 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 12,545 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 2,523 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 54,496 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 16,915 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 10,519 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 10,519 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Restricted Stock Units 182,452 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 152,763 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Stock Appreciation Rights 20,920 $46.58 $974,454 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 20,920 $46.58 $974,454 Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Stock Appreciation Rights 200,000 $45.79 $9,158,000 Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 200,000 $45.79 $9,158,000 Sale
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 1,144 $63.68 $72,846 Purchase
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 400 $63.62 $25,448 Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 2,376 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 2,376 N/A N/A Purchase
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 400 $63.62 $25,448 Sale
JACKSON LABAN director director
Preferred Stock, Series I 400 $1,037.81 $415,124