Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 91,614 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 91,614 N/A N/A Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Restricted Stock Units 89,251 N/A N/A Sale
RAYMOND LEE R director director
Preferred Stock, Series J 80,000 $27.37 $2,189,760 Purchase
CROWN JAMES S director director
Common Stock 176,609 $35.08 $6,194,737 Purchase
CROWN JAMES S director director
Common Stock 17,500 $34.5 $603,750 Purchase
JACKSON LABAN director director
Common Stock 1,292 $35.4 $45,737 Purchase
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Preferred Stock, Series I 492 $992.5 $488,310 Purchase
BURKE STEPHEN B director director
Common Stock 25,000 $42.18 $1,054,425 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 50,000 $34.78 $1,739,000 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 50,000 $34.78 $1,739,000 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 100,000 $34.78 $3,478,000 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 100,000 $34.78 $3,478,000 Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 10,000 $40.58 $405,800 Sale
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 20,000 $39.79 $795,740 Sale
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 5,000 $45.6 $228,000 Sale
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 5,000 $45.65 $228,265 Sale
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 10,000 $45.58 $455,800 Sale
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Common Stock 10,000 $45 $450,000 Purchase
RAYMOND LEE R director director
Preferred Stock, Series I 2,000 $1,106.25 $2,212,500 Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Common Stock 140,730 $42.22 $5,941,621 Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Stock Option (Right to Buy) 140,730 $42.22 $5,941,621 Purchase
NOVAK DAVID C director director
Common Stock 3,300 $45.21 $149,190 Option
NOVAK DAVID C director director
Stock Option (Right to Buy) 6,600 $27.84 $183,744 Purchase
NOVAK DAVID C director director
Common Stock 48,000 $44.89 $2,154,720 Option
NOVAK DAVID C director director
Common Stock 6,600 $27.84 $183,744 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 80,000 $19.49 $1,559,200 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 80,000 $19.49 $1,559,200 Purchase
NOVAK DAVID C director director
Common Stock 60,000 $44.67 $2,680,200 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Option (Right to Buy) 231,725 $42.62 $9,876,120 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 231,725 $42.62 $9,876,120 Option
JACKSON LABAN director director
Common Stock 7,649 $27.34 $209,085 Option
JACKSON LABAN director director
Stock Option (Right to Buy) 1,049 $26.83 $28,145 Sale
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 69,298 $44.97 $3,116,262 Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 53,000 $45.05 $2,387,862 Option
CROWN JAMES S director director
Stock Option (Right to Buy) 1,049 $26.83 $28,145 Option
CROWN JAMES S director director
Common Stock 7,649 $27.34 $209,085 Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Common Stock 51,322 N/A N/A Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Restricted Stock Units 51,322 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 51,322 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 51,322 N/A N/A Option
RAUCHENBERGER LOUIS officer: Corporate Controller officer: Corporate Controller
Common Stock 17,963 N/A N/A Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 51,322 N/A N/A Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 51,322 N/A N/A Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 51,322 N/A N/A Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 51,322 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Common Stock 44,906 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 44,906 N/A N/A Option
ZUBROW BARRY L officer: Executive Vice President officer: Executive Vice President
Common Stock 44,906 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Restricted Stock Units 51,322 N/A N/A