Purchase
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Preferred Stock, Series I 12,475 $842.22 $10,506,695 Option
NOVAK DAVID C director director
Stock Option (Right to Buy) 2,640 $27.92 $73,709 Option
NOVAK DAVID C director director
Common Stock 2,640 $27.92 $73,709 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 132,000 $29.96 $3,954,720 Option
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Stock Option (Right to Buy) 370,000 $34.65 $12,821,240 Option
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Common Stock 370,000 $34.65 $12,821,240 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Stock Option (Right to Buy) 132,000 $29.96 $3,954,720 Option
CROWN JAMES S director director
Stock Option (Right to Buy) 2,640 $27.92 $73,709 Option
CROWN JAMES S director director
Common Stock 2,640 $27.92 $73,709 Purchase
JACKSON LABAN director director
Preferred Stock, Series I 400 $810 $324,000 Purchase
JACKSON LABAN director director
Preferred Stock, Series J 15,000 $24.56 $368,445 Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 3,440 $46.68 $160,562 Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Common Stock 189,222 $37.12 $7,022,975 Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Stock Option (Right to Buy) 132,000 $29.91 $3,948,120 Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Stock Option (Right to Buy) 92,500 $35.39 $3,273,483 Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 92,500 $35.39 $3,273,483 Purchase
BOWLES CRANDALL CLOSE director director
Common Stock 2,000 $47.51 $95,020 Option
RAUCHENBERGER LOUIS officer: Corporate Controller officer: Corporate Controller
Common Stock 22,200 $35.39 $785,636 Sale
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 25,000 $45.26 $1,131,500 Option
RAUCHENBERGER LOUIS officer: Corporate Controller officer: Corporate Controller
Stock Option (Right to Buy) 22,200 $35.39 $785,636 Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 14,000 $42.51 $595,070 Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 14,000 $43.4 $607,600 Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 10,000 $43.94 $439,420 Option
BRADLEY JOHN F officer: Director of Human Resources officer: Director of Human Reso..
Stock Option (Right to Buy) 55,500 $35.39 $1,964,090 Option
BRADLEY JOHN F officer: Director of Human Resources officer: Director of Human Reso..
Common Stock 55,500 $35.39 $1,964,090 Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Common Stock 929,600 $24.95 $23,193,520 Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Stock Option (Right to Buy) 929,600 $24.95 $23,193,520 Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Stock Option (Right to Buy) 53,350 $23.11 $1,232,919 Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 101,354 $31.17 $3,158,900 Option
CROWN JAMES S director director
Stock Option (Right to Buy) 3,670 $40.9 $150,103 Option
CROWN JAMES S director director
Common Stock 3,670 $40.9 $150,103 Sale
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Common Stock 14,500 $44.45 $644,540 Option
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Stock Option (Right to Buy) 111,000 $35.39 $3,928,179 Option
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Common Stock 111,000 $35.39 $3,928,179 Purchase
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 666 $45.02 $29,983 Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Common Stock 281,728 $37.35 $10,523,104 Sale
SREDNICKI RICHARD J officer: Executive Vice President officer: Executive Vice President
Common Stock 10,000 $52.09 $520,900 Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 157,123 $37.04 $5,820,307 Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 20,630 $51.84 $1,069,480 Sale
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Common Stock 82,326 $51.93 $4,274,860 Sale
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 10,000 $52.21 $522,100 Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Stock Options (Rights to Buy) 92,500 $29.17 $2,698,410 Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 92,500 $29.17 $2,698,410 Option
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Common Stock 556,111 $37.37 $20,782,424 Option
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Stock Appreciation Right 343,000 $39.96 $13,706,280 Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 48,000 $35.3 $1,694,544 Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Stock Options (Rights to Buy) 48,000 $35.3 $1,694,544 Sale
RAUCHENBERGER LOUIS officer: Corporate Controller officer: Corporate Controller
Common Stock 4,305 $52.21 $224,768 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 173,100 $31.44 $5,441,399 Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 173,100 $31.44 $5,441,399