Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 7,217 $60.63 $437,531 Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 42,117 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 42,117 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 50,000 $34.78 $1,739,000 Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Stock Appreciation Rights 40,000 $43.2 $1,728,000 Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 40,000 $43.2 $1,728,000 Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Stock Appreciation Rights 50,000 $34.78 $1,739,000 Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 5,376 $69.08 $371,347 Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 32,468 $69.07 $2,242,532 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 32,882 $69.07 $2,271,160 Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 13,022 $69.07 $899,430 Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 120,000 $41.52 $4,981,800 Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 200,000 $46.79 $9,358,000 Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Stock Appreciation Rights 200,000 $46.79 $9,358,000 Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Stock Appreciation Rights 120,000 $41.52 $4,981,800 Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 18,617 $64.09 $1,193,089 Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 4,258 $64.08 $272,836 Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 2,826 $60.01 $169,600 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Stock Appreciation Rights 42,258 $41.03 $1,733,973 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 42,258 $41.03 $1,733,973 Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 69,343 $42.42 $2,941,530 Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 69,343 $42.42 $2,941,530 Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 88,708 $56.92 $5,049,348 Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 37,760 $56.92 $2,149,337 Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 29,238 $56.92 $1,664,256 Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 77,842 $56.92 $4,430,844 Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 17,557 $55.37 $972,184 Sale
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 4,808 $55.36 $266,147 Purchase
NEAL MICHAEL A director director
Common Stock 9,050 $55.07 $498,384 Option
JACKSON LABAN director director
Common Stock 3,117 $19.25 $60,002 Option
JACKSON LABAN director director
Stock Option (Right to Buy) 3,117 $19.25 $60,002 Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 23,027 $55.37 $1,274,959 Sale
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 5,396 $55.35 $298,679 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 4,860 $55.36 $269,025 Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 17,378 $55.37 $962,237 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Appreciation Rights 600,481 $37.47 $22,500,023 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 600,481 $37.47 $22,500,023 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 275,858 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 177,901 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Restricted Stock Units 224,774 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 116,450 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 116,450 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 7,785 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 7,785 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 42,947 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Restricted Stock Units 42,947 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 20,152 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 84,835 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 84,835 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 224,774 N/A N/A