Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Stock Appreciation Rights 40,000 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Stock Appreciation Rights 50,000 N/A N/A Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 13,022 N/A N/A Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 32,468 N/A N/A Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 32,882 N/A N/A Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 5,376 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 200,000 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Stock Appreciation Rights 200,000 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 120,000 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Stock Appreciation Rights 120,000 N/A N/A Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 18,617 N/A N/A Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 4,258 N/A N/A Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 2,826 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 42,258 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Stock Appreciation Rights 42,258 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 69,343 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 69,343 N/A N/A Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 37,760 N/A N/A Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 29,238 N/A N/A Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 77,842 N/A N/A Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 88,708 N/A N/A Option
JACKSON LABAN director director
Common Stock 3,117 N/A N/A Option
JACKSON LABAN director director
Stock Option (Right to Buy) 3,117 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 600,481 N/A N/A Sale
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 4,808 N/A N/A Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 4,860 N/A N/A Sale
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 5,396 N/A N/A Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 23,027 N/A N/A Purchase
NEAL MICHAEL A director director
Common Stock 9,050 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Appreciation Rights 600,481 N/A N/A Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 17,557 N/A N/A Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 17,378 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 20,152 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 20,152 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 84,835 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 84,835 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 177,901 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 224,774 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 177,901 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 42,947 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 275,858 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Restricted Stock Units 42,947 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 58,155 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Restricted Stock Units 224,774 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 118,434 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Restricted Stock Units 118,434 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 7,785 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 58,155 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 116,450 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 116,450 N/A N/A