Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 9,160 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 9,160 N/A N/A Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 8,940 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Stock Appreciation Rights 400,000 N/A N/A Sale
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 20,000 N/A N/A Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 73,247 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 400,000 N/A N/A Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 15,000 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 247,423 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Stock Appreciation Rights 500,000 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 500,000 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 197,423 N/A N/A Sale
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 668 N/A N/A Purchase
CROWN JAMES S director director
Common Stock 301,477 N/A N/A Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 73,000 N/A N/A Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 5,000 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Stock Appreciation Rights 150,000 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 150,000 N/A N/A Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 15,000 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 126,519 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Stock Appreciation Rights 126,519 N/A N/A Sale
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 40,000 N/A N/A Purchase
CROWN JAMES S director director
Common Stock 224,375 N/A N/A Purchase
CROWN JAMES S director director
Common Stock 212,484 N/A N/A Sale
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 15,000 N/A N/A Sale
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 11,000 N/A N/A Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Stock Appreciation Rights 136,000 N/A N/A Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Common Stock 236,000 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 400,000 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Stock Appreciation Rights 300,000 N/A N/A Sale
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 20,000 N/A N/A Sale
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 3,000 N/A N/A Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 15,000 N/A N/A Purchase
FLYNN TIMOTHY PATRICK director director
Common Stock 6,750 N/A N/A Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 21,140 N/A N/A Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Common Stock 57,874 N/A N/A Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 31,750 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 100,000 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 100,000 N/A N/A Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Stock Appreciation Rights 57,874 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Stock Appreciation Rights 40,000 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 40,000 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 50,000 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Stock Appreciation Rights 50,000 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 83,540 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Stock Appreciation Rights 83,540 N/A N/A Option
JACKSON LABAN director director
Common Stock 2,196 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 500,000 N/A N/A Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 23,695 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Stock Appreciation Rights 500,000 N/A N/A