Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 3,003 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 4,004 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 4,004 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 4,647 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 4,647 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 11,138 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 11,138 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 9,500 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 9,500 N/A N/A Purchase
HOBSON MELLODY L director director
Common Stock 16,000 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Stock Appreciation Rights 85,000 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 85,000 N/A N/A Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 53,000 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 33,996 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 33,996 N/A N/A Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 83,289 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Stock Appreciation Rights 75,000 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 75,000 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Appreciation Rights 563,562 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 563,562 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Stock Appreciation Rights 75,000 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 75,000 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Stock Appreciation Rights 75,000 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 75,000 N/A N/A Purchase
HOBSON MELLODY L director director
Common Stock 18,200 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Stock Appreciation Rights 209,206 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 331,125 N/A N/A Sale
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 10,816 N/A N/A Sale
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 13,341 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 33,996 N/A N/A Purchase
HOBSON MELLODY L director director
Common Stock 1,700 N/A N/A Purchase
HOBSON MELLODY L director director
Common Stock 18,000 N/A N/A Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 3,710 N/A N/A Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 115,415 N/A N/A Sale
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 3,230 N/A N/A Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 41,395 N/A N/A Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 20,145 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Stock Appreciation Rights 78,452 N/A N/A Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 18,303 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 78,452 N/A N/A Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 72,340 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Performance Share Units 31,725 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 31,725 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Performance Share Units 86,714 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 86,714 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Performance Share Units 163,780 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 163,780 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Performance Share Units 137,473 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 137,473 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Performance Share Units 78,416 N/A N/A