Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Stock Option (Right to Buy) 132,000 N/A N/A Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 132,000 N/A N/A Purchase
JACKSON LABAN director director
Preferred Stock, Series J 15,000 N/A N/A Option
CROWN JAMES S director director
Common Stock 2,640 N/A N/A Option
CROWN JAMES S director director
Stock Option (Right to Buy) 2,640 N/A N/A Purchase
JACKSON LABAN director director
Preferred Stock, Series I 400 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Stock Option (Right to Buy) 132,000 N/A N/A Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 3,440 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Common Stock 189,222 N/A N/A Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 92,500 N/A N/A Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Stock Option (Right to Buy) 92,500 N/A N/A Purchase
BOWLES CRANDALL CLOSE director director
Common Stock 2,000 N/A N/A Option
RAUCHENBERGER LOUIS officer: Corporate Controller officer: Corporate Controller
Stock Option (Right to Buy) 22,200 N/A N/A Sale
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 25,000 N/A N/A Option
RAUCHENBERGER LOUIS officer: Corporate Controller officer: Corporate Controller
Common Stock 22,200 N/A N/A Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 14,000 N/A N/A Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 14,000 N/A N/A Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 10,000 N/A N/A Option
BRADLEY JOHN F officer: Director of Human Resources officer: Director of Human Reso..
Stock Option (Right to Buy) 55,500 N/A N/A Option
BRADLEY JOHN F officer: Director of Human Resources officer: Director of Human Reso..
Common Stock 55,500 N/A N/A Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Stock Option (Right to Buy) 929,600 N/A N/A Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Common Stock 929,600 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Stock Option (Right to Buy) 53,350 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 101,354 N/A N/A Option
CROWN JAMES S director director
Common Stock 3,670 N/A N/A Option
CROWN JAMES S director director
Stock Option (Right to Buy) 3,670 N/A N/A Sale
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Common Stock 14,500 N/A N/A Option
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Stock Option (Right to Buy) 111,000 N/A N/A Option
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Common Stock 111,000 N/A N/A Purchase
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 666 N/A N/A Sale
SREDNICKI RICHARD J officer: Executive Vice President officer: Executive Vice President
Common Stock 10,000 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Common Stock 281,728 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 157,123 N/A N/A Sale
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 20,630 N/A N/A Sale
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Common Stock 82,326 N/A N/A Sale
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 10,000 N/A N/A Option
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Common Stock 556,111 N/A N/A Option
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Stock Appreciation Right 343,000 N/A N/A Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Stock Options (Rights to Buy) 92,500 N/A N/A Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 92,500 N/A N/A Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 48,000 N/A N/A Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Stock Options (Rights to Buy) 48,000 N/A N/A Sale
RAUCHENBERGER LOUIS officer: Corporate Controller officer: Corporate Controller
Common Stock 4,305 N/A N/A Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 173,100 N/A N/A Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 173,100 N/A N/A Option
RAUCHENBERGER LOUIS officer: Corporate Controller officer: Corporate Controller
Stock Options (Rights to Buy) 14,800 N/A N/A Option
RAUCHENBERGER LOUIS officer: Corporate Controller officer: Corporate Controller
Common Stock 14,800 N/A N/A Option
BRADLEY JOHN F officer: Director of Human Resources officer: Director of Human Reso..
Stock Options (Rights to Buy) 22,200 N/A N/A Option
BRADLEY JOHN F officer: Director of Human Resources officer: Director of Human Reso..
Common Stock 22,200 N/A N/A Sale
BLACK STEVEN D officer: Vice Chairman officer: Vice Chairman
Common Stock 150,000 N/A N/A