Sale
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 10,000 N/A N/A Purchase
BOWLES CRANDALL CLOSE director director
Common Stock 4,000 N/A N/A Sale
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 21,000 N/A N/A Option
CROWN JAMES S director director
Common Stock 5,446 N/A N/A Option
CROWN JAMES S director director
Director Stock Option (right to buy) 5,446 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Common Stock 148,600 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 148,600 N/A N/A Sale
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Common Stock 7,216 N/A N/A Sale
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 20,000 N/A N/A Sale
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 19,494 N/A N/A Option
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Stock Options (Rights to Buy) 37,500 N/A N/A Option
DREW INA R officer: Chief Investment Officer officer: Chief Investment Officer
Common Stock 37,500 N/A N/A Option
HARRISON WILLIAM B JR director, officer: Chairman of the B.. director, officer: Chairman of ..
Common Stock 100,000 N/A N/A Option
HARRISON WILLIAM B JR director, officer: Chairman of the B.. director, officer: Chairman of ..
Stock Options (Rights to Buy) 100,000 N/A N/A Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Stock Options (Rights to Buy) 30,000 N/A N/A Option
MACLIN SAMUEL TODD officer: Executive Vice President officer: Executive Vice President
Common Stock 30,000 N/A N/A Option
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Stock Options (Rights to Buy) 92,500 N/A N/A Option
WINTERS WILLIAM T officer: Managing Director officer: Managing Director
Common Stock 92,500 N/A N/A Option
HARRISON WILLIAM B JR director, officer: Chairman of the B.. director, officer: Chairman of ..
Stock Options (Rights to Buy) 100,000 N/A N/A Option
HARRISON WILLIAM B JR director, officer: Chairman of the B.. director, officer: Chairman of ..
Common Stock 100,000 N/A N/A Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 63,000 N/A N/A Option
MILLER HEIDI officer: Executive Vice President officer: Executive Vice President
Common Stock 63,000 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 115,900 N/A N/A Option
MANDELBAUM JAY officer: Executive Vice President officer: Executive Vice President
Common Stock 115,900 N/A N/A Option
WILSON DON M III officer: Chief Risk Officer officer: Chief Risk Officer
Stock Options (Rights to Buy) 52,500 N/A N/A Option
WILSON DON M III officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 52,500 N/A N/A Sale
MCDAVID WILLIAM H officer: Co-General Counsel officer: Co-General Counsel
Common Stock 46,008 N/A N/A Sale
MCDAVID WILLIAM H officer: Co-General Counsel officer: Co-General Counsel
Common Stock 13,740 N/A N/A Option
MCDAVID WILLIAM H officer: Co-General Counsel officer: Co-General Counsel
Stock Options (Rights to Buy) 75,000 N/A N/A Option
MCDAVID WILLIAM H officer: Co-General Counsel officer: Co-General Counsel
Common Stock 75,000 N/A N/A Sale
SCLAFANI JOSEPH L officer: Controller officer: Controller
Common Stock 8,615 N/A N/A Option
SCLAFANI JOSEPH L officer: Controller officer: Controller
Stock Options (Rights to Buy) 48,000 N/A N/A Option
SCLAFANI JOSEPH L officer: Controller officer: Controller
Common Stock 48,000 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 72,450 N/A N/A Sale
BRADLEY JOHN F officer: Director of Human Resources officer: Director of Human Reso..
Common Stock 13,200 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (Right to Buy) 72,450 N/A N/A Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Common Stock 318,600 N/A N/A Option
SCHARF CHARLES W other: Executive Vice Pesident other: Executive Vice Pesident
Employee Stock Option (right to buy) 203,760 N/A N/A Option
CROWN JAMES S director director
Director Stock Option (right to buy) 8,243 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Employee Stock Option (right to buy) 528,000 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 1,994,520 N/A N/A Option
CROWN JAMES S director director
Common Stock 8,243 N/A N/A Purchase
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 240 N/A N/A Purchase
BOSSIDY LAWRENCE A director director
Common Stock 20,000 N/A N/A Sale
MCDAVID WILLIAM H officer: Co-General Counsel officer: Co-General Counsel
Common Stock 18,230 N/A N/A Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Common Stock 69,109 N/A N/A Option
STALEY JAMES E officer: Managing Director officer: Managing Director
Stock Options (Rights to Buy) 69,109 N/A N/A Option
BRADLEY JOHN F officer: Director of Human Resources officer: Director of Human Reso..
Common Stock 20,350 N/A N/A Option
BRADLEY JOHN F officer: Director of Human Resources officer: Director of Human Reso..
Stock Options (Rights to Buy) 20,350 N/A N/A Purchase
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 40 N/A N/A