Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 20,920 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Stock Appreciation Rights 500,000 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 500,000 N/A N/A Option
JACKSON LABAN director director
Stock Option (Right to Buy) 1,597 N/A N/A Option
JACKSON LABAN director director
Common Stock 1,597 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 118,668 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 294,224 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 17,557 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 17,118 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 294,224 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 79,587 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 7,413 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Restricted Stock Units 235,791 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 79,587 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 176,907 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 235,791 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 176,907 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 48,860 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 42,579 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 17,118 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Restricted Stock Units 42,579 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 118,668 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 104,295 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 7,413 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 122,882 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 17,557 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Restricted Stock Units 122,882 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 104,295 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 48,860 N/A N/A Sale
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 22,500 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 7,508 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Stock Appreciation Rights 7,508 N/A N/A Sale
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 22,500 N/A N/A Sale
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 3,434 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 80,000 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 80,000 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 580,000 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Stock Appreciation Rights 580,000 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Stock Appreciation Rights 15,000 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 40,000 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 58,155 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 19,768 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 19,768 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 58,155 N/A N/A Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 3,412 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 192,873 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 167,873 N/A N/A Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 29,000 N/A N/A Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 16,693 N/A N/A Sale
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Common Stock 18,934 N/A N/A