Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 57,429 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 27,281 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 13,401 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 8,301 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 8,301 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 25,321 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 25,432 N/A N/A Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 15,808 N/A N/A Sale
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 2,281 N/A N/A Sale
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 3,297 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 4,647 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 4,647 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 11,138 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 11,138 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 6,497 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 6,497 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Stock Appreciation Rights 75,000 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 75,000 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Appreciation Rights 367,377 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 367,377 N/A N/A Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 24,554 N/A N/A Purchase
BURKE STEPHEN B director director
Common Stock 75,000 N/A N/A Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 13,027 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Performance Share Units 67,587 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 41,703 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Performance Share Units 41,703 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 67,587 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Performance Share Units 20,508 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 20,508 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Performance Share Units 104,977 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 104,977 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Performance Share Units 59,429 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 59,429 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 58,959 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Performance Share Units 58,959 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Performance Share Units 104,977 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 104,977 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Performance Share Units 412,233 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 412,233 N/A N/A Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 15,212 N/A N/A Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 62,085 N/A N/A Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 6,441 N/A N/A Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 9,415 N/A N/A Sale
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 21,949 N/A N/A Sale
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 3,015 N/A N/A Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 14,750 N/A N/A Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 25,558 N/A N/A Sale
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 8,312 N/A N/A Purchase
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Preferred Stock, Series HH 51,000 N/A N/A Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 29,597 N/A N/A