Stifel Financial Corp.
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 2,764 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 2,625 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 3,701 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 2,653 N/A N/A
Purchase
PEACOCK DAVID A director
Common Stock 2,000 $48.54 $97,080
Purchase
ZIMMERMAN MICHAEL J director
Common Stock 5,000 N/A N/A
Purchase
PEACOCK DAVID A director
Common Stock 2,000 N/A N/A
Purchase
ZEMLYAK JAMES M officer: Co-President
Common Stock 3,565 N/A N/A
Sale
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 10,000 N/A N/A
Sale
NESI VICTOR officer: Co-President
Common Stock 1,250 N/A N/A
Option
GRADY ROBERT EDWARD director
Common Stock 1,900 N/A N/A
Option
ZIMMERMAN MICHAEL J director
Common Stock 1,900 N/A N/A
Option
MARKUS MAURA A. director
Phantom Stock Units 1,900 N/A N/A
Option
MARKUS MAURA A. director
Common Stock 1,900 N/A N/A
Option
BROWN KATHLEEN director
Phantom Stock Units 1,900 N/A N/A
Option
BROWN MICHAEL W director
Phantom Stock Units 1,900 N/A N/A
Option
ZIMMERMAN MICHAEL J director
Phantom Stock Units 1,900 N/A N/A
Option
BROWN KATHLEEN director
Common Stock 1,900 N/A N/A
Option
OATES JAMES M director
Common Stock 1,900 N/A N/A
Option
GRADY ROBERT EDWARD director
Phantom Stock Units 1,900 N/A N/A
Option
DUBINSKY JOHN P director
Common Stock 1,900 N/A N/A
Option
BROWN MICHAEL W director
Common Stock 1,900 N/A N/A
Option
OATES JAMES M director
Phantom Stock Units 1,900 N/A N/A
Option
DUBINSKY JOHN P director
Phantom Stock Units 1,900 N/A N/A
Option
PEACOCK DAVID A director
Common Stock 1,900 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Phantom Stock Units 16,900 N/A N/A
Option
WESTBROOK KELVIN R director
Phantom Stock Units 16,900 N/A N/A
Option
WESTBROOK KELVIN R director
Common Stock 16,900 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 16,900 N/A N/A
Sale
GRADY ROBERT EDWARD director
Common Stock 5,000 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 9,012 N/A N/A
Option
BROWN MICHAEL W director
Stock Option (Option to Buy) 5,115 N/A N/A
Option
BROWN MICHAEL W director
Common Stock 5,115 N/A N/A
Option
ZIMMERMAN MICHAEL J director
Common Stock 938 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 6,189 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 3,750 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Phantom Stock Units 9,650 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Phantom Stock Units 3,750 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 102,475 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Common Stock 9,650 N/A N/A
Option
GRADY ROBERT EDWARD director
Phantom Stock Units 4,120 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 18,089 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 14,022 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 11,233 N/A N/A
Option
GRADY ROBERT EDWARD director
Common Stock 4,120 N/A N/A
Option
OATES JAMES M director
Common Stock 4,246 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 9,829 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Phantom Stock Units 14,022 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 18,089 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 12,453 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.