Stifel Financial Corp.
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 40,000 N/A N/A
Sale
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 466 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 900 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Stock Option (Option to Buy) 900 N/A N/A
Sale
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 50,000 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Stock Option (Option to Buy) 28,000 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 28,000 N/A N/A
Sale
BURKEMPER BERNARD N officer: Controller
Common Stock 1,000 N/A N/A
Option
BEDA BRUCE A director
Stock Option (Option to Buy) 1,500 N/A N/A
Option
BEDA BRUCE A director
Common Stock 1,500 N/A N/A
Sale
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 20,000 N/A N/A
Option
OATES JAMES M director
Stock Option (Option to Buy) 300 N/A N/A
Option
OATES JAMES M director
Common Stock 600 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 19,999 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Stock Option (Option to Buy) 19,999 N/A N/A
Option
BEDA BRUCE A director
Stock Option (Option to Buy) 3,998 N/A N/A
Option
BEDA BRUCE A director
Common Stock 7,996 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Phantom Stock Units 4,225 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Phantom Stock Units 16,222 N/A N/A
Option
BEDA BRUCE A director
Common Stock 4,306 N/A N/A
Option
DILL CHARLES A director
Common Stock 4,225 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 4,445 N/A N/A
Option
FORD RICHARD F director
Phantom Stock Units 2,824 N/A N/A
Option
FORD RICHARD F director
Common Stock 2,824 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 4,445 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 3,800 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 16,222 N/A N/A
Option
OATES JAMES M director
Phantom Stock Units 3,675 N/A N/A
Option
DILL CHARLES A director
Phantom Stock Units 3,618 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 6,294 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 6,018 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 6,018 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 13,245 N/A N/A
Option
OATES JAMES M director
Common Stock 4,603 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 6,294 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 6,294 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 13,245 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 6,294 N/A N/A
Option
LEFTON ROBERT E director
Phantom Stock Units 3,675 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 51,253 N/A N/A
Option
DUBINSKY JOHN P director
Phantom Stock Units 4,225 N/A N/A
Option
DUBINSKY JOHN P director
Common Stock 4,225 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 51,253 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Common Stock 1,203 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 1,203 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 1,203 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 4,603 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Phantom Stock Units 1,203 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 4,225 N/A N/A
Purchase
NESI VICTOR officer: Co-President
Common Stock 25,000 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.