Stifel Financial Corp.
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
ZEMLYAK JAMES M officer: Co-President
Restricted Stock Units 19,938 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Phantom Stock Units 1,530 N/A N/A
Option
SCHLAFLY J JOSEPH other: Director of a Major Subs..
Common Stock 3,307 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 19,938 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Common Stock 1,530 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 2,564 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 986 N/A N/A
Option
DILL CHARLES A director
Phantom Stock Units 1,190 N/A N/A
Option
OATES JAMES M director
Phantom Stock Units 1,031 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 8,346 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 2,564 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 56,651 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 395 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 424 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 8,346 N/A N/A
Option
OATES JAMES M director
Common Stock 2,737 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 986 N/A N/A
Option
IMHOFF MICHAEL F other: DIR FI TRADING
Phantom Stock Units 974 N/A N/A
Option
LEFTON ROBERT E director
Phantom Stock Units 205 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 23,787 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 56,651 N/A N/A
Option
DILL CHARLES A director
Common Stock 2,570 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 986 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 2,753 N/A N/A
Option
BAER ROBERT J director
Phantom Stock Units 646 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 986 N/A N/A
Option
SCHLAFLY J JOSEPH other: Director of a Major Subs..
Phantom Stock Units 3,307 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Phantom Stock Units 23,787 N/A N/A
Option
BELL STEVEN H other: Director of a Major Subs..
Common Stock 2,260 N/A N/A
Option
BELL STEVEN H other: Director of a Major Subs..
Phantom Stock Units 2,260 N/A N/A
Option
IMHOFF MICHAEL F other: DIR FI TRADING
Common Stock 974 N/A N/A
Option
BAER ROBERT J director
Common Stock 1,525 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Stock Option (Option to Buy) 28,000 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 28,000 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 20,000 N/A N/A
Option
SULLIVAN JOSEPH A director, officer: Director
Common Stock 20,000 N/A N/A
Option
SULLIVAN JOSEPH A director, officer: Director
Phantom Stock Units 20,000 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 20,000 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 20,000 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 20,000 N/A N/A
Purchase
SCHLAFLY J JOSEPH other: Director of a Major Subs..
Common Stock 500 N/A N/A
Option
BEDA BRUCE A director
Stock Option (Option to Buy) 1,505 N/A N/A
Option
BEDA BRUCE A director
Common Stock 1,505 N/A N/A
Sale
IMHOFF WALTER F officer: HANIFIN PRESIDENT
Common Stock 10,000 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 4,340 N/A N/A
Option
LEFTON ROBERT E director
Stock Option (Option to Buy) 4,340 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 73,500 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Stock Option (Option to Buy) 73,500 N/A N/A
Option
SCHLAFLY J JOSEPH other: Director of a Major Subs..
Stock Option (Option to Buy) 4,000 N/A N/A
Sale
SCHLAFLY J JOSEPH other: Director of a Major Subs..
Common Stock 2,353 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.