Option
WESTBROOK KELVIN R director director
Common Stock 3,375 N/A N/A Option
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Phantom Stock Units 13,449 N/A N/A Option
BURKEMPER BERNARD N officer: Controller officer: Controller
Common Stock 2,668 N/A N/A Option
BEDA BRUCE A director director
Common Stock 4,513 N/A N/A Option
MULROY THOMAS P director, officer: Director director, officer: Director
Phantom Stock Units 19,415 N/A N/A Option
DILL CHARLES A director director
Phantom Stock Units 3,375 N/A N/A Option
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Phantom Stock Units 6,439 N/A N/A Option
ESTEP STEPHEN CHAD officer: Senior Vice President officer: Senior Vice President
Common Stock 2,121 N/A N/A Option
NESI VICTOR officer: Co-President officer: Co-President
Common Stock 42,329 N/A N/A Option
OATES JAMES M director director
Phantom Stock Units 4,059 N/A N/A Option
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Common Stock 3,375 N/A N/A Option
BURKEMPER BERNARD N officer: Controller officer: Controller
Phantom Stock Units 2,668 N/A N/A Option
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Phantom Stock Units 39,637 N/A N/A Option
WEISEL THOMAS W director director
Phantom Stock Units 5,048 N/A N/A Option
ZEMLYAK JAMES M officer: Co-President officer: Co-President
Common Stock 12,893 N/A N/A Option
SLINEY DAVID D officer: Chief Operating Officer officer: Chief Operating Officer
Phantom Stock Units 11,230 N/A N/A Option
DUBINSKY JOHN P director director
Phantom Stock Units 3,375 N/A N/A Option
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Common Stock 6,439 N/A N/A Option
BEDA BRUCE A director director
Phantom Stock Units 4,513 N/A N/A Option
SLINEY DAVID D officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 11,230 N/A N/A Option
DILL CHARLES A director director
Common Stock 3,375 N/A N/A Option
WESTBROOK KELVIN R director director
Phantom Stock Units 3,375 N/A N/A Option
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Common Stock 5,859 N/A N/A Option
DUBINSKY JOHN P director director
Common Stock 3,375 N/A N/A Option
WEISEL THOMAS W director director
Common Stock 5,048 N/A N/A Option
ZIMMERMAN MICHAEL J director director
Phantom Stock Units 2,874 N/A N/A Option
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 39,637 N/A N/A Option
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Common Stock 13,449 N/A N/A Option
OATES JAMES M director director
Common Stock 4,059 N/A N/A Option
MINNICK DAVID M officer: General Counsel & Senior VP officer: General Counsel & Seni..
Common Stock 3,857 N/A N/A Option
ZEMLYAK JAMES M officer: Co-President officer: Co-President
Phantom Stock Units 12,893 N/A N/A Option
ZIMMERMAN MICHAEL J director director
Common Stock 2,874 N/A N/A Option
ESTEP STEPHEN CHAD officer: Senior Vice President officer: Senior Vice President
Phantom Stock Units 2,121 N/A N/A Option
NESI VICTOR officer: Co-President officer: Co-President
Phantom Stock Units 42,329 N/A N/A Option
MULROY THOMAS P director, officer: Director director, officer: Director
Common Stock 19,415 N/A N/A Option
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Phantom Stock Units 3,375 N/A N/A Option
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Common Stock 2,999 N/A N/A Option
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Phantom Stock Units 25,762 N/A N/A Option
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 25,762 N/A N/A Sale
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Common Stock 5,000 N/A N/A Option
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Stock Option (Option to Buy) 2,999 N/A N/A Sale
BEDA BRUCE A director director
Common Stock 5,000 N/A N/A Sale
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Common Stock 2,250 N/A N/A Sale
MULROY THOMAS P director, officer: Director director, officer: Director
Common Stock 20,000 N/A N/A Sale
NESI VICTOR officer: Co-President officer: Co-President
Common Stock 30,000 N/A N/A Sale
OATES JAMES M director director
Common Stock 6,000 N/A N/A Sale
WEISEL THOMAS W director director
Common Stock 18,231 N/A N/A Sale
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 50,000 N/A N/A Sale
SLINEY DAVID D officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 15,000 N/A N/A Sale
WEISEL THOMAS W director director
Common Stock 199,700 N/A N/A