Stifel Financial Corp.
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
NESI VICTOR officer: Co-President
 Common Stock 10,000 N/A N/A
Purchase
PEACOCK DAVID A director
 Common Stock 4,500 N/A N/A
Sale
NESI VICTOR officer: Co-President
 Common Stock 15,000 N/A N/A
Option
BEDA BRUCE A director
 Phantom Stock Units 27,096 N/A N/A
Option
BEDA BRUCE A director
 Common Stock 27,096 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 7,083 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
 Common Stock 30,000 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
 Common Stock 35,000 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
 Common Stock 7,108 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
 Phantom Stock Units 7,108 N/A N/A
Option
NESI VICTOR officer: Co-President
 Common Stock 43,826 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
 Phantom Stock Units 3,375 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
 Common Stock 5,340 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Phantom Stock Units 7,276 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Common Stock 81,113 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 12,897 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Common Stock 22,814 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Phantom Stock Units 22,814 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
 Phantom Stock Units 12,887 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Common Stock 12,976 N/A N/A
Option
BROWN MICHAEL W director
 Phantom Stock Units 3,375 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Phantom Stock Units 81,113 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Common Stock 7,276 N/A N/A
Option
BROWN MICHAEL W director
 Common Stock 3,375 N/A N/A
Option
OATES JAMES M director
 Common Stock 3,768 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
 Phantom Stock Units 5,340 N/A N/A
Option
OATES JAMES M director
 Phantom Stock Units 3,768 N/A N/A
Option
DUBINSKY JOHN P director
 Common Stock 3,375 N/A N/A
Option
DUBINSKY JOHN P director
 Phantom Stock Units 3,375 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
 Common Stock 12,887 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Phantom Stock Units 12,897 N/A N/A
Option
WEISEL THOMAS W director
 Phantom Stock Units 18,868 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Common Stock 42,979 N/A N/A
Option
GRADY ROBERT EDWARD director
 Common Stock 3,375 N/A N/A
Option
BEDA BRUCE A director
 Common Stock 4,029 N/A N/A
Option
BEDA BRUCE A director
 Phantom Stock Units 4,029 N/A N/A
Option
WESTBROOK KELVIN R director
 Phantom Stock Units 3,375 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
 Phantom Stock Units 3,424 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Phantom Stock Units 42,979 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
 Common Stock 3,424 N/A N/A
Option
MULROY THOMAS P director, officer: Director
 Phantom Stock Units 41,954 N/A N/A
Option
WESTBROOK KELVIN R director
 Common Stock 3,375 N/A N/A
Option
WEISEL THOMAS W director
 Common Stock 18,868 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Phantom Stock Units 12,976 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
 Phantom Stock Units 9,272 N/A N/A
Option
MULROY THOMAS P director, officer: Director
 Common Stock 41,954 N/A N/A
Option
GRADY ROBERT EDWARD director
 Phantom Stock Units 3,375 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
 Common Stock 9,272 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
 Common Stock 3,375 N/A N/A
Option
NESI VICTOR officer: Co-President
 Phantom Stock Units 43,826 N/A N/A

Showing 550 to 600 of 1458 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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