Stifel Financial Corp.
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
DUBINSKY JOHN P director
 Common Stock 3,750 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Phantom Stock Units 102,475 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Phantom Stock Units 12,453 N/A N/A
Option
OATES JAMES M director
 Phantom Stock Units 4,246 N/A N/A
Option
DUBINSKY JOHN P director
 Phantom Stock Units 3,750 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
 Phantom Stock Units 14,022 N/A N/A
Option
BROWN MICHAEL W director
 Common Stock 3,750 N/A N/A
Option
BROWN MICHAEL W director
 Phantom Stock Units 3,750 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Common Stock 54,362 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
 Common Stock 9,650 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Common Stock 9,829 N/A N/A
Option
WESTBROOK KELVIN R director
 Phantom Stock Units 3,750 N/A N/A
Option
WESTBROOK KELVIN R director
 Common Stock 3,750 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Phantom Stock Units 6,189 N/A N/A
Option
NESI VICTOR officer: Co-President
 Common Stock 52,545 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Phantom Stock Units 9,829 N/A N/A
Option
GRADY ROBERT EDWARD director
 Common Stock 4,120 N/A N/A
Option
GRADY ROBERT EDWARD director
 Phantom Stock Units 4,120 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Phantom Stock Units 54,362 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Common Stock 8,994 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
 Common Stock 13,396 N/A N/A
Option
WEISEL THOMAS W director
 Phantom Stock Units 22,177 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
 Common Stock 28,320 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Common Stock 17,978 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
 Phantom Stock Units 20,583 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Common Stock 53,281 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Common Stock 31,769 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 9,478 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Phantom Stock Units 31,769 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
 Phantom Stock Units 28,320 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Phantom Stock Units 9,478 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Phantom Stock Units 53,281 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
 Common Stock 20,583 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
 Phantom Stock Units 13,396 N/A N/A
Option
NESI VICTOR officer: Co-President
 Phantom Stock Units 77,853 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Common Stock 70,774 N/A N/A
Option
NESI VICTOR officer: Co-President
 Common Stock 77,853 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Phantom Stock Units 70,774 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Phantom Stock Units 17,978 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Phantom Stock Units 8,994 N/A N/A
Option
WEISEL THOMAS W director
 Common Stock 22,177 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 20,000 N/A N/A
Sale
FISHER MARK P officer: SENIOR VP & GENERAL CO..
 Common Stock 5,000 N/A N/A
Sale
HANSER FREDERICK O other: Director of a Subsidiary
 Common Stock 3,000 N/A N/A
Sale
NESI VICTOR officer: Co-President
 Common Stock 24,888 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
 Common Stock 30,000 N/A N/A
Sale
OATES JAMES M director
 Common Stock 1,768 N/A N/A
Sale
MICHAUD THOMAS B. officer: Senior Vice President
 Common Stock 24,536 N/A N/A
Sale
WESTBROOK KELVIN R director
 Common Stock 5,200 N/A N/A
Sale
HANSER FREDERICK O other: Director of a Subsidiary
 Common Stock 4,000 N/A N/A

Showing 500 to 550 of 1458 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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