Stifel Financial Corp.
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 13,464 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 13,464 N/A N/A
Option
OATES JAMES M director
Common Stock 3,591 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 1,689 N/A N/A
Option
WESTBROOK KELVIN R director
Common Stock 2,884 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 4,261 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 7,165 N/A N/A
Option
DUBINSKY JOHN P director
Phantom Stock Units 3,349 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 4,261 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 215,374 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 3,349 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 53,766 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 53,766 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 7,165 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 3,349 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 43,506 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 21,306 N/A N/A
Option
DILL CHARLES A director
Common Stock 3,349 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 7,326 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 709 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 7,212 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 6,595 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 709 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 6,595 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 4,117 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
Phantom Stock Units 220 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
Common Stock 220 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 2,116 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 7,212 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 4,117 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 7,326 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 2,661 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 2,661 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 2,116 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Stock Option (Option to Buy) 15,000 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 15,000 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Stock Option (Option to Buy) 60,000 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 90,000 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Stock Option (Option to Buy) 90,000 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 60,000 N/A N/A
Sale
WEISEL THOMAS W director
Common Stock 20,727 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 2,999 N/A N/A
Sale
WEISEL THOMAS W director
Common Stock 18,726 N/A N/A
Option
LEFTON ROBERT E director
Stock Option (Option to Buy) 2,999 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 40,983 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 40,983 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 20,999 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Stock Option (Option to Buy) 20,999 N/A N/A
Sale
DILL CHARLES A director
Common Stock 24,003 N/A N/A
Option
FORD RICHARD F director
Phantom Stock Units 19,055 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.