Stifel Financial Corp.
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
FORD RICHARD F director
Common Stock 19,055 N/A N/A
Option
FORD RICHARD F director
Common Stock 10,498 N/A N/A
Sale
FORD RICHARD F director
Common Stock 7,690 N/A N/A
Option
FORD RICHARD F director
Stock Option (Option to Buy) 2,999 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 46,875 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 46,875 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 6,000 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 31,863 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 31,863 N/A N/A
Sale
OATES JAMES M director
Common Stock 19,434 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 23,000 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Warrants 23,550 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 23,550 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Warrants 703 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 703 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 6,791 N/A N/A
Option
DILL CHARLES A director
Common Stock 3,718 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 9,385 N/A N/A
Option
FORD RICHARD F director
Common Stock 3,718 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Phantom Stock Units 20,700 N/A N/A
Option
LEFTON ROBERT E director
Phantom Stock Units 3,984 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 3,984 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 13,888 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 3,718 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Phantom Stock Units 3,718 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 35,888 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 2,841 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 2,841 N/A N/A
Option
DUBINSKY JOHN P director
Common Stock 3,718 N/A N/A
Option
DILL CHARLES A director
Phantom Stock Units 3,718 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 9,385 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 22,016 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 24,015 N/A N/A
Option
BEDA BRUCE A director
Common Stock 4,249 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 6,791 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 4,249 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
Common Stock 2,162 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 13,888 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Phantom Stock Units 3,871 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 20,700 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
Phantom Stock Units 2,162 N/A N/A
Option
OATES JAMES M director
Phantom Stock Units 3,984 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 24,015 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 20,878 N/A N/A
Option
DUBINSKY JOHN P director
Phantom Stock Units 3,718 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 22,016 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 35,888 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 43,785 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 43,785 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 2,357 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.