Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2017 Incentive Restricted Stock Units 18,885 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2016 Incentive Restricted Stock Units 23,206 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2015 Incentive Restricted Stock Units 28,496 N/A N/A Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 67,733 $36.72 $2,487,156 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 135,466 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2018 Incentive Restricted Stock Units 4,387 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2017 Incentive Restricted Stock Units 4,550 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2016 Incentive Restricted Stock Units 4,708 N/A N/A Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 74,269 $36.72 $2,727,158 Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive RSUs Granted in 2015 52,274 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2014 Incentive RSUs Granted in 2015 4,961 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2015 Incentive Restricted Stock Units 6,817 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 29,469 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2018 Incentive RSUs 22,291 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2017 Incentive RSUs 18,885 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2016 Incentive RSUs 23,206 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2015 Incentive RSUs 45,817 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 158,659 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 16,969 $37.54 $637,016 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 6,000 $15.95 $95,700 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Stock Options (Right to Buy) 6,000 $15.95 $95,700 Sale
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 5,846 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 10,000 $16.7 $167,000 Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
IPO Options (Right to Buy) 10,000 $16.7 $167,000 Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 10,000 $16.7 $167,000 Sale
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 5,000 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (December) 642 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (December) 485 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (December) 748 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2014 Incentive RSUs Granted in 2015 (December) 1,648 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 3,525 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2018 Incentive RSUs 848 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 848 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 1,418 $16.7 $23,681 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Stock Options (Right to Buy) 1,418 $16.7 $23,681 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Stock Options (Right to Buy) 3,450 $16.7 $57,615 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 3,450 $16.7 $57,615 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 9,000 $16.7 $150,300 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Stock Options (Right to Buy) 9,000 $16.7 $150,300 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Stock Options (Right to Buy) 14,000 $16.7 $233,800 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 14,000 $16.7 $233,800 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Stock Options (Right to Buy) 21,400 $16.7 $357,380 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 21,400 $16.7 $357,380 Sale
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 4,797 $36.1 $173,172 Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Top Up Options (Right to Buy) 5,776 $16.7 $96,459 Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 15,776 $35.33 $557,366 Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 15,776 $35.33 $557,366 Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
IPO Options (Right to Buy) 10,000 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 13,934 $16.7 $232,698 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 87,293 $25.53 $2,228,154