Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 1,182 $56.6 $66,901 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Top Up Options (Right to Buy) 6,967 $19.45 $135,508 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 6,967 $56.61 $394,395 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 1,720 $56.76 $97,624 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 1,263 $19.45 $24,565 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Top Up Options (Right to Buy) 1,263 $19.45 $24,565 Sale
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 1,263 $19.45 $24,565 Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 4,000 $56.86 $227,432 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 3,683 $55.26 $203,515 Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 4,535 $54.89 $248,944 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 8,000 $54.93 $439,400 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 12,915 $54.12 $698,999 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 20,870 $54.02 $1,127,397 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 228 $54 $12,312 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 18,242 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 10 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 8,000 $54 $432,000 Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 2,311 $53.76 $124,242 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 100 $54 $5,400 Sale
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 5,224 $53.8 $281,056 Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 13,338 $53.87 $718,478 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 2,938 $53.84 $158,182 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 8,000 $54 $432,000 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 1,750 $54.25 $94,938 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
IPO Options (Right to Buy) 1,750 $54.25 $94,938 Sale
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 1,585 $54.25 $85,986 Sale
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 8,003 $53.76 $430,217 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 10,400 $53.86 $560,165 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 5,102 $54.03 $275,661 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2014 Incentive Restricted Stock Units 400 $19.45 $7,780 Option
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
2014 Incentive Restricted Stock Units 16,006 N/A N/A Option
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 16,006 N/A N/A Sale
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 8,003 $53.76 $430,217 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2015 Incentive RSUs (March) 1,396 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 35,570 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 9,070 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 26,677 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive Restricted Stock Units 26,677 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 26,677 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 4,623 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2014 Incentive Restricted Stock Units 4,623 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive Restricted Stock Units 26,677 N/A N/A Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 13,339 $54.45 $726,309 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 9,336 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2014 LTI Restricted Stock Units 2,001 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 2,401 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 2,312 $54.45 $125,888 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2014 Incentive Restricted Stock Units 9,336 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (March) 587 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Restricted Stock Unit Award for MD 5,876 N/A N/A