Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 13,400 $30.82 $412,988 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 20,000 $31.03 $620,600 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 1,500 $30.76 $46,140 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 190 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 8,472 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2015 Incentive RSUs (March) 1,676 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (March) 523 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (March) 483 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (March) 705 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Restricted Stock Unit Award for MD 7,057 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (March) 1,031 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 11,478 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 1,742,216 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 963 N/A N/A Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 22,075 N/A N/A Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 17,695 $37.01 $654,892 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2015 Incentive Restricted Stock Units 5,587 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2015 Incentive Restricted Stock Units 1,082 N/A N/A Sale
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 1,497 $36.75 $55,015 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2018 Incentive Restricted Stock Units 556 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2017 Incentive Restricted Stock Units 531 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2016 Incentive Restricted Stock Units 769 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 2,938 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2018 Incentive RSUs 3,002 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2017 Incentive RSUs 3,844 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2016 Incentive RSUs 4,170 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2015 Incentive RSUs 6,258 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2014 Incentive RSUs Granted in 2015 7,937 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 25,213 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive Restricted Stock Units 7,935 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive Restricted Stock Units 5,460 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive Restricted Stock Units 3,362 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 22,346 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 8,667 $36.72 $318,252 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 79,331 $36.72 $2,913,034 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2014 Incentive RSUs Granted in 2015 48,459 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2014 Incentive RSUs Granted in 2015 9,004 N/A N/A Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 14,734 $36.72 $541,032 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive RSUs Granted in 2015 52,274 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2018 Incentive RSUs 2,497 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2017 Incentive RSUs 2,433 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2016 Incentive RSUs 3,026 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2015 Incentive RSUs 4,413 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 17,332 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2018 Incentive Restricted Stock Units 25,675 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2017 Incentive Restricted Stock Units 18,885 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2016 Incentive Restricted Stock Units 23,206 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2015 Incentive Restricted Stock Units 28,496 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 148,537 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2018 Incentive Restricted Stock Units 12,604 N/A N/A