Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 1,891 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 50,000 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 27 N/A N/A Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 7,000 $47.08 $329,560 Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 7,116 $44.61 $317,445 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (March) 555 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (March) 535 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (March) 1,636 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 10,460 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 7,483 $48.63 $363,898 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2020 Incentive Restricted Stock Units 2,868 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2019 Incentive Restricted Stock Units 6,458 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2018 Incentive Restricted Stock Units 4,800 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2017 Incentive Restricted Stock Units 4,793 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2016 Incentive Restricted Stock Units 5,198 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 24,119 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 446 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2018 Incentive Restricted Stock Units 27,787 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2017 Incentive Restricted Stock Units 23,543 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2017 Long Term Incentive Award 5,672 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2016 Incentive Restricted Stock Units 28,928 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2020 Incentive Restricted Stock Units 367 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2019 Incentive Restricted Stock Units 635 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2018 Incentive Restricted Stock Units 694 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2017 Incentive Restricted Stock Units 663 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 2,361 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2020 Incentive Restricted Stock Units 4,847 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive Restricted Stock Units 7,403 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive Restricted Stock Units 8,638 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive Restricted Stock Units 6,231 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Long Term Incentive Award 4,725 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive Restricted Stock Units 4,015 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 35,863 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2020 Incentive Restricted Stock Units 1,846 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2019 Incentive Restricted Stock Units 3,818 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2018 Incentive Restricted Stock Units 3,113 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2017 Incentive Restricted Stock Units 3,035 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2016 Incentive Restricted Stock Units 3,772 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 6,232 $47.12 $293,652 Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 15,586 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2019 Incentive Restricted Stock Units 16,227 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2018 Incentive Restricted Stock Units 15,712 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2017 Incentive Restricted Stock Units 23,543 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2016 Incentive Restricted Stock Units 28,928 N/A N/A Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 33,762 $47.12 $1,590,865 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 84,411 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 34,370 $47.12 $1,619,514 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 85,931 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2020 Incentive Restricted Stock Units 3,322 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2019 Incentive Restricted Stock Units 9,068 N/A N/A