Option
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 31,142 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2016 Incentive RSUs 19,403 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2015 Incentive RSUs 23,826 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 86,939 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2016 Incentive RSUs 19,403 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2015 Incentive RSUs 23,826 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 86,939 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2016 Incentive RSUs 3,936 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2015 Incentive RSUs 5,699 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 17,164 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2016 Incentive RSUs 19,403 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2015 Incentive RSUs 38,309 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 555 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (December) 555 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 69 $48.5 $3,347 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (December) 69 $48.5 $3,347 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 845 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2016 Incentive RSUs 845 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B common stock, par value $0.01 133,506 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 74 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 8,656 $42.6 $368,780 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 22,000 $42.7 $939,444 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 14,000 $42.79 $599,088 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 17,300 $42.69 $738,520 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2014 Restricted Stock Units 11,614 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (September) 806 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 12,420 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 9,500 $42.41 $402,914 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 36 $43.05 $1,550 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (September) 36 $43.05 $1,550 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 412 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2014 Restricted Stock Units 412 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Partnership Interests 355,921 $20.81 $7,404,936 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 939 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (June) 939 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 8,200 $37.3 $305,827 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 6,800 $37.66 $256,061 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 1,263 $21.95 $27,723 Sale
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 1,263 $21.95 $27,723 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Top Up Options (Right to Buy) 1,263 $21.95 $27,723 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
IPO Options (Right to Buy) 1,750 $38.62 $67,583 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 1,750 $38.62 $67,583 Sale
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 1,783 $38.62 $68,852 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Top Up Options (Right to Buy) 6,967 $38.55 $268,578 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 6,967 $38.55 $268,578 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 6,967 $38.55 $268,578 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2014 Incentive Restricted Stock Units 365 $21.95 $8,012 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 3,977 $19.31 $76,788 Sale
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 1,382 $38.12 $52,682 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 32,534 N/A N/A