Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs Granted (December) 714 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (March) 944 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs 3,212 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2015 Incentive RSUs (March) 1,536 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2015 Incentive RSUs 5,336 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 26,557 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2017 Incentive RSUs 18,038 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2016 Incentive RSUs 22,165 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2015 Incentive RSUs 27,218 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive RSUs Granted in 2015 49,929 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive Restricted Stock Units 29,372 N/A N/A Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 73,361 $37.5 $2,751,038 Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 146,723 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2017 Incentive RSUs 18,038 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2016 Incentive RSUs 22,165 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2015 Incentive RSUs 27,218 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive RSUs Granted in 2015 49,929 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 146,723 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Partnership Interests 698 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2017 Incentive RSUs 4,346 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2016 Incentive RSUs 4,497 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2015 Incentive RSUs 6,510 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2014 Incentive RSUs Granted in 2015 8,600 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2014 Incentive Restricted Stock Units 9,987 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 34,640 N/A N/A Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 16,971 $37.5 $636,413 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 61,936 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2017 Incentive Restricted Stock Units 18,038 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2016 Incentive Restricted Stock Units 22,165 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2015 Incentive Restricted Stock Units 43,763 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2014 Incentive RSUs Granted in 2015 46,285 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 169,449 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2014 Incentive RSUs Granted in 2015 641 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 2,610 $36.49 $95,239 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2017 Incentive RSUs 776 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2015 Incentive RSUs 757 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2014 Incentive Restricted Stock Units 435 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2014 Restricted Stock Units 13,136 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (September) 510 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (September) 921 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2014 Incentive RSUs Granted in 2015 (September) 1,605 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 16,173 N/A N/A Sale
SHROPSHIRE KENNETH director director
Class A Common Stock 1,500 $57.85 $86,775 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2015 Incentive RSUs (June) 1,452 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (June) 553 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (June) 1,000 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 3,006 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Top Up Options (Right To Buy) 6,668 $19.45 $129,693 Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 6,668 $19.45 $129,693 Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 6,668 $19.45 $129,693