Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (March) 857 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 8,717 N/A N/A Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 13,339 $54.45 $726,309 Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2014 Incentive Restricted Stock Units 9,070 N/A N/A Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 4,535 $54.45 $246,931 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2014 Incentive Restricted Stock Units 35,570 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 17,785 $54.45 $968,393 Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 9,909 $51.04 $505,755 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 9,996 $51.04 $510,196 Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 5,100 $51.46 $262,446 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 5,250 $51.46 $270,165 Sale
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 10,568 $51.47 $543,903 Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 18,459 $51.61 $952,669 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 18,222 $51.61 $940,437 Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 10,000 $51.49 $514,900 Sale
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common S tock 4,000 $51.34 $205,376 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 10,000 $51.49 $514,900 Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 8,581 $51.31 $440,317 Sale
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 1,000 $51.35 $51,350 Sale
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 7,674 $51.01 $391,428 Sale
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 1,360 $50.51 $68,694 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2014 Incentive RSUs Granted in 2015 40,517 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2014 Incentive RSUs Granted in 2015 7,529 N/A N/A Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 8,583 $50 $429,150 Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 43,470 $50 $2,173,500 Option
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
2014 Incentive RSUs Granted in 2015 17,866 N/A N/A Sale
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 15,572 $50 $778,600 Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2014 Incentive RSUs Granted in 2015 6,635 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2014 Incentive RSUs Granted in 2015 4,147 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 5,185 $50 $259,250 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2014 Incentive RSUs Granted in 2015 514 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 49,116 $50 $2,455,800 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive RSUs Granted in 2015 43,709 N/A N/A Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 43,470 $50 $2,173,500 Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive RSUs Granted in 2015 43,709 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2015 Incentive RSUs 4,672 N/A N/A Sale
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 2,528 $50 $126,400 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2016 Incentive RSUs 643 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2015 Incentive RSUs 904 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 2,062 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2016 Incentive RSUs 2,530 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2015 Incentive RSUs 3,690 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 10,368 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2016 Incentive RSUs 3,485 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2015 Incentive RSUs 5,231 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 15,353 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs 2,811 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 7,483 N/A N/A Option
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
2016 Incentive RSUs 2,530 N/A N/A Option
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
2015 Incentive RSUs 10,744 N/A N/A