Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 3,258 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (June) 1,350 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (June) 748 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (June) 451 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (June) 707 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 10,591 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (March) 1,113 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Restricted Stock Unit Award for MD 7,626 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (March) 762 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (March) 522 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (March) 565 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 26 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 47,238 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 10,466 $57.04 $596,981 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 28,559 $57.06 $1,629,577 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 1,401 $57.03 $79,899 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 18,184 $57.11 $1,038,488 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 800 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 32,760 $57.5 $1,883,700 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 60,000 $56.56 $3,393,600 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 17,815 $56.07 $998,887 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 6,816 $56.05 $382,037 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 3,500 $56 $196,000 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 5,728 $56.01 $320,825 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 541 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 5,000 $56 $280,000 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 4,754 $56.1 $266,699 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 60,000 N/A N/A Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 6,691 $58 $388,078 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 60,000 $56.64 $3,398,400 Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 6,692 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 60,000 $57.28 $3,436,800 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 60,000 $57.28 $3,436,800 Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 6,692 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 60,000 $57.28 $3,436,800 Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 43,613 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 20 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 17,020 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2018 Incentive Restricted Stock Units 24,854 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Partnership Interests 800,000 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 1,049,273 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2015 Incentive Restricted Stock Units 51,086 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2016 Incentive Restricted Stock Units 25,874 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2017 Long Term Incentive Award 5,072 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2017 Incentive Restricted Stock Units 21,056 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 928,524 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2018 Incentive Restricted Stock Units 2,784 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2016 Incentive Restricted Stock Units 4,649 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2015 Incentive Restricted Stock Units 6,978 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2016 Incentive Restricted Stock Units 25,874 N/A N/A