Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2014 Incentive Restricted Stock Units 32,504 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 8,288 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2014 Incentive Restricted Stock Units 8,288 N/A N/A Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive Restricted Stock Units 24,378 $21.95 $535,097 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 24,378 $21.95 $535,097 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 24,378 $38.12 $929,289 Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 24,378 $38.12 $929,289 Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 24,378 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2014 Incentive Restricted Stock Units 24,378 N/A N/A Option
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 14,626 N/A N/A Option
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
2014 Incentive Restricted Stock Units 14,626 N/A N/A Sale
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 14,626 $38.12 $557,543 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 783 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (March) 783 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 8,532 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2014 Incentive Restricted Stock Units 8,532 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 4,225 N/A N/A Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2014 Incentive Restricted Stock Units 4,225 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 4,225 $38.12 $161,057 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Partnership Interests 1,783 $38.62 $68,852 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2014 LTI Restricted Stock Units 1,828 N/A N/A Sale
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 4,776 $38.12 $182,061 Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 8,288 $38.12 $315,939 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 54,678 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 32,504 $38.12 $1,239,052 Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2014 Incentive RSUs Granted in 2015 482 N/A N/A Sale
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
Class A Common Stock 1,532 $36.99 $56,669 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
2015 Incentive RSUs 35,982 N/A N/A Sale
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 35,982 $36.99 $1,330,974 Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2015 Incentive RSUs 5,352 N/A N/A Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 5,352 $36.99 $197,970 Sale
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 22,378 $36.99 $827,762 Option
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
2015 Incentive RSUs 3,466 N/A N/A Sale
WATANABE OSAMU R. officer: General Counsel, Secretary officer: General Counsel, Secre..
Class A Common Stock 3,466 $36.99 $128,207 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
2015 Incentive RSUs 22,378 N/A N/A Option
CALLESANO CHRISTOPHER officer: Principal Accounting Officer officer: Principal Accounting O..
2015 Incentive RSUs 849 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2015 Incentive RSUs 4,914 N/A N/A Sale
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 3,097 $36.99 $114,558 Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2015 Incentive RSUs 4,387 N/A N/A Option
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
2015 Incentive RSUs 10,092 N/A N/A Sale
LEAMAN J RICHARD III director, officer: MD & Vice Chairman director, officer: MD & Vice Ch..
Class A Common Stock 10,092 $36.99 $373,303 Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2015 Incentive RSUs 22,378 N/A N/A Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 22,378 $36.99 $827,762 Option
RAICH JEFFREY director, officer: Co-President, MD director, officer: Co-President..
Partnership Interests 329,712 $16.38 $5,399,034 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B common stock, par value $0.01 88,911 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 49 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B common stock, par value $0.01 86,456 $26.17 $2,262,554 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A common stock, par value $0.01 86,504 $13.09 $1,131,905 Purchase
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Partnership Interests 86,456 $26.17 $2,262,554 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Partnership Interests 86,456 $26.17 $2,262,554