Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2018 Incentive Restricted Stock Units 5,469 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2017 Incentive Restricted Stock Units 5,672 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2016 Incentive Restricted Stock Units 5,869 N/A N/A Sale
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 11,757 $47.12 $553,990 Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 29,403 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2019 Incentive Restricted Stock Units 49,320 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2018 Incentive Restricted Stock Units 32,006 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2017 Incentive Restricted Stock Units 23,543 N/A N/A Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
2016 Incentive Restricted Stock Units 28,928 N/A N/A Sale
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 53,518 $47.12 $2,521,768 Option
MAHMOODZADEGAN NAVID director, officer: Co-President, MD director, officer: Co-President..
Class A Common Stock 133,798 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (December) 628 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (December) 700 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (December) 553 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (December) 933 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 2,815 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (September) 41 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
2020 Incentive RSUs 1,176 N/A N/A Option
CRAIN ELIZABETH director, officer: Chief Operating Officer director, officer: Chief Operat..
Class A Common Stock 1,176 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2020 Incentive RSUs 1,298 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs 1,505 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (December) 128 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (September) 98 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (June) 95 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (March) 79 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs 1,253 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (December) 102 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (June) 41 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (March) 50 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs 575 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (December) 52 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (September) 30 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (June) 35 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (March) 36 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs 177 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 5,602 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
2020 Incentive RSUs 900 N/A N/A Option
SIMON JOSEPH officer: Chief Financial Officer officer: Chief Financial Officer
Class A Common Stock 900 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 23,977 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 13 N/A N/A Sale
SHROPSHIRE KENNETH director director
Class A Common Stock 2,142 $71.71 $153,603 Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 135,136 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 74 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2019 Incentive RSUs (September) 742 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2018 Incentive RSUs (September) 465 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2017 Incentive RSUs (September) 672 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
2016 Incentive RSUs (September) 1,212 N/A N/A Option
CANTOR ERIC director, officer: Vice Chairman, MD director, officer: Vice Chairma..
Class A Common Stock 3,092 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class A Common Stock 3 N/A N/A Option
MOELIS KENNETH director, 10 percent owner, officer: Chairm.. director, 10 percent owner, off..
Class B Common Stock, par value $0.01 6,762 N/A N/A