Sale
WEISEL THOMAS W director director
Common Stock 20,000 N/A N/A Sale
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Common Stock 15,000 N/A N/A Sale
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 100,000 N/A N/A Sale
MINNICK DAVID M officer: General Counsel & Senior VP officer: General Counsel & Seni..
Common Stock 10,000 N/A N/A Sale
DUBINSKY JOHN P director director
Common Stock 5,000 N/A N/A Sale
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Common Stock 2,200 N/A N/A Sale
MULROY THOMAS P director, officer: Director director, officer: Director
Common Stock 25,000 N/A N/A Sale
OATES JAMES M director director
Common Stock 5,000 N/A N/A Sale
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Common Stock 20,000 N/A N/A Sale
BEDA BRUCE A director director
Common Stock 5,000 N/A N/A Sale
ZEMLYAK JAMES M officer: Co-President officer: Co-President
Common Stock 15,000 N/A N/A Sale
SLINEY DAVID D officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 15,000 N/A N/A Sale
NESI VICTOR officer: Co-President officer: Co-President
Common Stock 25,000 N/A N/A Sale
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Common Stock 2,725 N/A N/A Option
DILL CHARLES A director director
Common Stock 18,375 N/A N/A Option
DILL CHARLES A director director
Phantom Stock Units 18,375 N/A N/A Option
IRBY ALTON F III director director
Phantom Stock Units 18,375 N/A N/A Option
IRBY ALTON F III director director
Common Stock 18,375 N/A N/A Sale
WESTBROOK KELVIN R director director
Common Stock 4,500 N/A N/A Sale
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Common Stock 15,270 N/A N/A Option
ZEMLYAK JAMES M officer: Co-President officer: Co-President
Phantom Stock Units 35,316 N/A N/A Option
NESI VICTOR officer: Co-President officer: Co-President
Phantom Stock Units 37,353 N/A N/A Option
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Common Stock 5,074 N/A N/A Option
BROWN MICHAEL W director director
Phantom Stock Units 1,687 N/A N/A Option
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Phantom Stock Units 3,375 N/A N/A Option
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Phantom Stock Units 21,186 N/A N/A Option
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Common Stock 21,186 N/A N/A Option
WEISEL THOMAS W director director
Common Stock 22,003 N/A N/A Option
WEISEL THOMAS W director director
Phantom Stock Units 22,003 N/A N/A Option
OATES JAMES M director director
Common Stock 3,778 N/A N/A Option
FISHER MARK P officer: SENIOR VP & GENERAL COUNSEL officer: SENIOR VP & GENERAL CO..
Common Stock 3,350 N/A N/A Option
MULROY THOMAS P director, officer: Director director, officer: Director
Phantom Stock Units 36,759 N/A N/A Option
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 59,777 N/A N/A Option
BEDA BRUCE A director director
Common Stock 4,047 N/A N/A Option
BROWN MICHAEL W director director
Common Stock 1,687 N/A N/A Option
FISHER MARK P officer: SENIOR VP & GENERAL COUNSEL officer: SENIOR VP & GENERAL CO..
Phantom Stock Units 3,350 N/A N/A Option
DUBINSKY JOHN P director director
Common Stock 3,375 N/A N/A Option
BEDA BRUCE A director director
Phantom Stock Units 4,047 N/A N/A Option
MULROY THOMAS P director, officer: Director director, officer: Director
Common Stock 36,759 N/A N/A Option
SLINEY DAVID D officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 19,924 N/A N/A Option
MICHAUD THOMAS B. officer: Senior Vice President officer: Senior Vice President
Common Stock 4,544 N/A N/A Option
GRADY ROBERT EDWARD director director
Common Stock 1,687 N/A N/A Option
MARISCHEN JAMES M officer: Chief Financial Officer officer: Chief Financial Officer
Phantom Stock Units 3,240 N/A N/A Option
SLINEY DAVID D officer: Chief Operating Officer officer: Chief Operating Officer
Phantom Stock Units 19,924 N/A N/A Option
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Phantom Stock Units 15,068 N/A N/A Option
GRADY ROBERT EDWARD director director
Phantom Stock Units 1,687 N/A N/A Option
OATES JAMES M director director
Phantom Stock Units 3,778 N/A N/A Option
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Phantom Stock Units 59,777 N/A N/A Option
MINNICK DAVID M officer: General Counsel & Senior VP officer: General Counsel & Seni..
Phantom Stock Units 5,125 N/A N/A Option
DUBINSKY JOHN P director director
Phantom Stock Units 3,375 N/A N/A