Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
WEISEL THOMAS W director
Common Stock 20,000 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 15,000 N/A N/A
Sale
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 100,000 N/A N/A
Sale
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 10,000 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 5,000 N/A N/A
Sale
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 2,200 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 25,000 N/A N/A
Sale
OATES JAMES M director
Common Stock 5,000 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 20,000 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 5,000 N/A N/A
Sale
ZEMLYAK JAMES M officer: Co-President
Common Stock 15,000 N/A N/A
Sale
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 15,000 N/A N/A
Sale
NESI VICTOR officer: Co-President
Common Stock 25,000 N/A N/A
Sale
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 2,725 N/A N/A
Option
DILL CHARLES A director
Common Stock 18,375 N/A N/A
Option
DILL CHARLES A director
Phantom Stock Units 18,375 N/A N/A
Option
IRBY ALTON F III director
Phantom Stock Units 18,375 N/A N/A
Option
IRBY ALTON F III director
Common Stock 18,375 N/A N/A
Sale
WESTBROOK KELVIN R director
Common Stock 4,500 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 15,270 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Phantom Stock Units 35,316 N/A N/A
Option
NESI VICTOR officer: Co-President
Phantom Stock Units 37,353 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 5,074 N/A N/A
Option
BROWN MICHAEL W director
Phantom Stock Units 1,687 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Phantom Stock Units 3,375 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 21,186 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 21,186 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 22,003 N/A N/A
Option
WEISEL THOMAS W director
Phantom Stock Units 22,003 N/A N/A
Option
OATES JAMES M director
Common Stock 3,778 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Common Stock 3,350 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Phantom Stock Units 36,759 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 59,777 N/A N/A
Option
BEDA BRUCE A director
Common Stock 4,047 N/A N/A
Option
BROWN MICHAEL W director
Common Stock 1,687 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
Phantom Stock Units 3,350 N/A N/A
Option
DUBINSKY JOHN P director
Common Stock 3,375 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 4,047 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 36,759 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 19,924 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 4,544 N/A N/A
Option
GRADY ROBERT EDWARD director
Common Stock 1,687 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
Phantom Stock Units 3,240 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 19,924 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 15,068 N/A N/A
Option
GRADY ROBERT EDWARD director
Phantom Stock Units 1,687 N/A N/A
Option
OATES JAMES M director
Phantom Stock Units 3,778 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Phantom Stock Units 59,777 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 5,125 N/A N/A
Option
DUBINSKY JOHN P director
Phantom Stock Units 3,375 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.