Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 21,186 N/A N/A
Option
DILL CHARLES A director
Phantom Stock Units 3,375 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 4,544 N/A N/A
Option
IRBY ALTON F III director
Phantom Stock Units 1,687 N/A N/A
Option
IRBY ALTON F III director
Common Stock 1,687 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 5,074 N/A N/A
Option
WESTBROOK KELVIN R director
Phantom Stock Units 3,375 N/A N/A
Option
WESTBROOK KELVIN R director
Common Stock 3,375 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 35,316 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 4,047 N/A N/A
Option
GRADY ROBERT EDWARD director
Common Stock 1,687 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Phantom Stock Units 5,125 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 5,125 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 3,375 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 2,250 N/A N/A
Option
LEFTON ROBERT E director
Stock Option (Option to Buy) 2,250 N/A N/A
Option
DILL CHARLES A director
Common Stock 2,250 N/A N/A
Option
DILL CHARLES A director
Stock Option (Option to Buy) 2,250 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 268 N/A N/A
Option
DUBINSKY JOHN P director
Common Stock 450 N/A N/A
Option
DUBINSKY JOHN P director
Stock Option (Option to Buy) 450 N/A N/A
Sale
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 3,375 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Stock Option (Option to Buy) 2,250 N/A N/A
Sale
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 1,410 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Common Stock 2,250 N/A N/A
Sale
BRAUTIGAM ALLEN other: Director, Branch Offices
Common Stock 2,130 N/A N/A
Option
BEDA BRUCE A director
Stock Option (Option to Buy) 2,250 N/A N/A
Option
BEDA BRUCE A director
Common Stock 2,250 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 25,000 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 30,000 N/A N/A
Sale
ESTEP STEPHEN CHAD officer: Senior Vice President
Common Stock 746 N/A N/A
Sale
WEISEL THOMAS W director
Common Stock 41,210 N/A N/A
Sale
MICHAUD THOMAS B. officer: Senior Vice President
Common Stock 26,095 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 1,500 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 5,343 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 25,000 N/A N/A
Sale
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 25,000 N/A N/A
Sale
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 17,945 N/A N/A
Option
NESI VICTOR officer: Co-President
Common Stock 14,409 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Common Stock 3,025 N/A N/A
Option
WEISEL THOMAS W director
Common Stock 6,434 N/A N/A
Option
HANSER FREDERICK O other: Director of a Subsidiary
Phantom Stock Units 3,375 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
Common Stock 1,207 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
Phantom Stock Units 4,895 N/A N/A
Option
ESTEP STEPHEN CHAD officer: Senior Vice President
Phantom Stock Units 1,207 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
Phantom Stock Units 3,025 N/A N/A
Option
MULROY THOMAS P director, officer: Director
Common Stock 16,097 N/A N/A
Option
OATES JAMES M director
Common Stock 3,859 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 20,022 N/A N/A
Option
DUBINSKY JOHN P director
Common Stock 3,375 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.