Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
FORD RICHARD F director
Stock Option (Option to Buy) 1,999 N/A N/A
Option
FORD RICHARD F director
Common Stock 1,999 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Stock Option (Option to Buy) 9,600 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 9,600 N/A N/A
Option
LEFTON ROBERT E director
Stock Option (Option to Buy) 1,999 N/A N/A
Option
LEFTON ROBERT E director
Common Stock 1,999 N/A N/A
Sale
FORD RICHARD F director
Common Stock 1,802 N/A N/A
Sale
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 25,000 N/A N/A
Sale
MULROY THOMAS P director, officer: Director
Common Stock 2,300 N/A N/A
Option
DILL CHARLES A director
Common Stock 1,999 N/A N/A
Option
DILL CHARLES A director
Stock Option (Option to Buy) 1,999 N/A N/A
Sale
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 10,000 N/A N/A
Sale
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 1,835 N/A N/A
Sale
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 25,000 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Stock Option (Option to Buy) 38,500 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 38,500 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Stock Option (Option to Buy) 3,600 N/A N/A
Option
MINNICK DAVID M officer: General Counsel & Seni..
Common Stock 3,600 N/A N/A
Option
DUBINSKY JOHN P director
Stock Option (Option to Buy) 10,000 N/A N/A
Sale
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 10,000 N/A N/A
Sale
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 10,391 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 2,000 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 19,999 N/A N/A
Sale
DUBINSKY JOHN P director
Common Stock 8,694 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Stock Option (Option to Buy) 19,999 N/A N/A
Option
DUBINSKY JOHN P director
Common Stock 10,000 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Phantom Stock Units 8,788 N/A N/A
Option
BAER ROBERT J director
Phantom Stock Units 1,341 N/A N/A
Option
BAER ROBERT J director
Common Stock 14,101 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
Common Stock 8,788 N/A N/A
Option
OATES JAMES M director
Stock Option (Option to Buy) 1,299 N/A N/A
Option
OATES JAMES M director
Common Stock 1,299 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 24,000 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Stock Option (Option to Buy) 24,000 N/A N/A
Sale
BEDA BRUCE A director
Common Stock 3,000 N/A N/A
Sale
BAER ROBERT J director
Common Stock 13,243 N/A N/A
Sale
BAER ROBERT J director
Common Stock 600 N/A N/A
Sale
OATES JAMES M director
Common Stock 40,000 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Common Stock 84,000 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
Stock Option (Option to Buy) 84,000 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Phantom Stock Units 16,953 N/A N/A
Option
BAER ROBERT J director
Common Stock 4,356 N/A N/A
Option
MCCUAIG SCOTT B director, officer: PRESIDENT RE..
Common Stock 16,953 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Phantom Stock Units 17,611 N/A N/A
Option
BAER ROBERT J director
Phantom Stock Units 2,280 N/A N/A
Option
DILL CHARLES A director
Common Stock 5,535 N/A N/A
Option
BEDA BRUCE A director
Phantom Stock Units 2,305 N/A N/A
Option
OATES JAMES M director
Phantom Stock Units 2,526 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 17,611 N/A N/A
Option
DILL CHARLES A director
Phantom Stock Units 2,114 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.