Stifel Financial Corporation 5.20% Senior Notes due 2047
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
IMHOFF MICHAEL F other: DIR FI TRADING
Phantom Stock Units 4,706 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Phantom Stock Units 965 N/A N/A
Option
BELL STEVEN H other: Director of a Major Subs..
Phantom Stock Units 4,360 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
Common Stock 3,370 N/A N/A
Option
DILL CHARLES A director
Common Stock 8,101 N/A N/A
Option
DILL CHARLES A director
Stock Option (Option to Buy) 8,101 N/A N/A
Purchase
FORD RICHARD F director
Common Stock 196 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Common Stock 82,687 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
Stock Option (Option to Buy) 82,687 N/A N/A
Purchase
MAPLES RICK E other: DIRECTOR, CORP FINANCE
Common Stock 0 N/A N/A
Purchase
PRINCE TOM officer: GENERAL COUNSEL
Common Stock 0 N/A N/A
Sale
STIEVEN JOSEPH A other: Director of a Major Subs..
Common Stock 5,000 N/A N/A
Option
BAER ROBERT J director
Stock Option (Option to Buy) 1,000 N/A N/A
Option
BAER ROBERT J director
Common Stock 1,000 N/A N/A
Option
PRINCE TOM officer: GENERAL COUNSEL
Stock Option (Option to Buy) 4,400 N/A N/A
Option
PRINCE TOM officer: GENERAL COUNSEL
Common Stock 4,400 N/A N/A
Sale
BELL STEVEN H other: Director of a Major Subs..
Common Stock 2,100 N/A N/A
Option
BELL STEVEN H other: Director of a Major Subs..
Stock Option (Option to Buy) 12,000 N/A N/A
Option
BELL STEVEN H other: Director of a Major Subs..
Common Stock 12,000 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Common Stock 2,050 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Stock Option (Option to Buy) 2,050 N/A N/A
Option
BAER ROBERT J director
Stock Option (Option to Buy) 1,200 N/A N/A
Option
BAER ROBERT J director
Common Stock 1,200 N/A N/A
Option
OATES JAMES M director
Common Stock 5,512 N/A N/A
Option
OATES JAMES M director
Stock Option (Option to Buy) 5,512 N/A N/A
Option
KELLAMS MARCIA J other: EXEC SECRETARY-CEO/CHAIR
Common Stock 284 N/A N/A
Option
KELLAMS MARCIA J other: EXEC SECRETARY-CEO/CHAIR
Phantom Stock Units 284 N/A N/A
Option
BELL STEVEN H other: Director of a Major Subs..
Phantom Stock Units 1,279 N/A N/A
Option
PRINCE TOM officer: GENERAL COUNSEL
Phantom Stock Units 852 N/A N/A
Option
IMHOFF MICHAEL F other: DIR FI TRADING
Phantom Stock Units 1,534 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Phantom Stock Units 1,807 N/A N/A
Option
PRINCE TOM officer: GENERAL COUNSEL
Common Stock 852 N/A N/A
Option
STIEVEN JOSEPH A other: Director of a Major Subs..
Common Stock 11,571 N/A N/A
Option
BELL STEVEN H other: Director of a Major Subs..
Common Stock 1,279 N/A N/A
Option
MAPLES RICK E other: DIRECTOR, CORP FINANCE
Common Stock 6,938 N/A N/A
Option
STIEVEN JOSEPH A other: Director of a Major Subs..
Phantom Stock Units 11,571 N/A N/A
Option
BURKEMPER BERNARD N officer: Controller
Common Stock 1,807 N/A N/A
Option
KENDRICK THOMAS R other: Director of a Major Subs..
Common Stock 3,000 N/A N/A
Option
MAPLES RICK E other: DIRECTOR, CORP FINANCE
Phantom Stock Units 6,938 N/A N/A
Option
KENDRICK THOMAS R other: Director of a Major Subs..
Phantom Stock Units 3,000 N/A N/A
Option
IMHOFF MICHAEL F other: DIR FI TRADING
Common Stock 1,534 N/A N/A
Option
SCHLAFLY J JOSEPH other: Director of a Major Subs..
Common Stock 7,153 N/A N/A
Option
SCHLAFLY J JOSEPH other: Director of a Major Subs..
Phantom Stock Units 7,153 N/A N/A
Sale
IMHOFF MICHAEL F other: DIR FI TRADING
Common Stock 11,715 N/A N/A
Sale
IMHOFF MICHAEL F other: DIR FI TRADING
Common Stock 1,285 N/A N/A
Option
WALKER GEORGE H III director
Common Stock 61,031 N/A N/A
Option
WALKER GEORGE H III director
Stock Option (Option to Buy) 57,881 N/A N/A
Purchase
OATES JAMES M director
Common Stock 700 N/A N/A
Purchase
FOWLDS JOHN JEFFERY other: MANAGING DIR, EQUITY CAP
Common Stock 4,000 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.